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United Planners' Financial Services wants to unite its clients with financial success. The securities broker/dealer provides brokerage, insurance, and investment advisory services to more than 300 independent registered investment advisors that offer such services to individual investors and small businesses across the US. United Planners also provides back-office, technology, and compliance support and training. Clearing services are offered through a pact with Pershing. Founded in 1987, United Planners was acquired by Pacific Life later that year. United Planners' Financial Services of America became independent when its management bought back Pacific Life's stake in 2007.

Vining-Sparks IBG wants to help institutional investors kindle an investment blaze. Operating as Vining Sparks, the firm provides broker/dealer services to institutional investors including financial companies, money managers, funds, insurance firms, and municipalities. Through its alliance with Howe Barnes, Vining-Sparks IBG offers investment banking services including debt and equity offerings and mergers and acquisitions advisory. Headquartered in Memphis, far from the capital of capital centers, Vining Sparks has more than a dozen offices in the US and another in London. Chairman James Vining founded Vining-Sparks IBG to serve community banks in 1981.

Walker Crips Group plc provides securities brokerage, investment banking, and asset management services through subsidiaries. Walker Crips Stockbrokers offers trading, unit trust management, and related services. Walker Crips Financial Services provides individuals and businesses with financial advice, pension funds, unit trusts, insurance, and other investment vehicles. Keith, Bayley, Rogers & Co. is the company's corporate finance arm. London York Group offers pension and investment services. A new division, Walker Crips Structured Investments, opened in 2009. Walker Crips Group plc clients can work with a financial advisor or use the InvestorLink online system.

Wedbush Morgan Securities offers investment banking and a range of financial services, including financial planning, sales and trading, and research. Wedbush Morgan Securities Inc. targets mid-market growth companies and entrepreneurs primarily in California and the western US. Wedbush offers research in sectors including consumer products and retail, financial services, life sciences, and technology. Wedbush Morgan Securities Inc. ClientLink service provides access to account information and reports via the Internet. Wedbush Morgan Securities Inc. also provides clearing services. Wedbush Morgan Securities is affiliated with investment firm Wedbush Capital Partners; both entities are controlled by Wedbush, Inc.

Weeden & Co. works to weed out information so it can provide clients with institutional equities trading, fixed income sales and trading, and research services. Weeden & Co. LP specializes in difficult-to-execute transactions, serving some 1,500 institutional clients. Weeden's research division, which includes The Leuthold Group, produces a variety of analytical reports on equity and fixed-income markets. Research affiliates cover such sectors as technology, health care, biotechnology, and REITs. Brothers Frank and Norman Weeden founded the company in 1922, and the company has been employee-owned (more than 80%) since 1986. Weeden & Co. LP has offices in Boston; Chicago; Greenwich, Connecticut; Minneapolis; and San Francisco.

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