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Sarasin & Partners LLP

Sarasin & Partners LLP

Sarasin & Partners LLP is a London-based specialist investment management firm in which the local management are major shareholders. The firm employs over 170 people and manages approximately £9.8 billion. With a committed team of investment professionals in the foreground and a strong bank in the background, we aim to provide an unusual combination of successful investment performance and high service standards. Our objective is to be one of the most highly regarded investment managers for private clients and charities and to build the firm’s reputation as a distinctive, active manager in the institutional marketplace.Founded in 1841, Bank Sarasin today is one of Switzerland’s leading private banking institutions. Its success is based on trust, confidentiality, expertise and dedication, as well as on the sustainable development of asset management, its core business. The Sarasin group - headquartered in Basel, Switzerland - employs around 1,600 staff. In addition to its headquarters in Basel, the Bank has further offices in Geneva, Lugano and Zurich. Internationally, the Sarasin group has offices in Europe, Asia and the Middle East. Bank Sarasin is a public limited company whose shares are listed on the Swiss Stock Exchange, SWX. Its majority shareholder, Rabobank, enjoys the highest qualification of credit status (AAA-rated) from prominent international rating agencies. Measured by its core capital, Rabobank is one of the world's top twenty financial institutions.

Nicholas-Applegate Capital Management LLC

Nicholas-Applegate Capital Management LLC

Nicholas-Applegate Capital Management LLC was founded in May 1984 and is based in San Diego, California, with additional offices in New York, New York, and London, United Kingdom. It operates as a subsidiary of Allianz Global Investors of America LP. Nicholas-Applegate Capital Management LLC is a privately owned investment manager. The firm also provides advisory services to its clients. It caters to individuals, banking or thrift institutions, investment companies, pension and profit sharing plans, pooled investment vehicles, charitable organizations, corporations, state or municipal government entities, union, foundations, endowments, and foreign entities. The firm manages separate client-focused equity, fixed income, and balanced portfolios. It also manages mutual funds for its clients. The firm invests in the public equity, fixed income, emerging, and alternative markets across the globe. It invests in growth and value stocks of ultra micro-cap, micro-cap, small-cap, mid-cap, and large-cap companies. The firm invests in U.S. convertibles to make its alternative investments. It employs a combination of a top-down and a bottom-up stock picking approach to create its portfolios.

RFE Investment Partners

RFE Investment Partners

RFE Investment Partners was founded in 1979. RFE Investment Partners is a private equity firm specializing in acquisition of smaller middle market companies. The firm typically invests in platform and add-on acquisitions, management led buyouts, and recapitalizations. It does not invest in turnaround situations and businesses whose products or services are subject to a substantial risk of rapid technological obsolescence. The firm prefers to invest in business services, niche manufacturing, and healthcare service sectors. It typically makes equity investments between $5 million and $30 million in companies with at least $5 million of annual cash flow. The firm seeks to hold a majority ownership position in the portfolio companies. It prefers to be a lead investor however the firm can also invest in transactions led by another equity group or as part of a syndicate.

Ecofin Ltd.

Ecofin Ltd.

Ecofin is an investment management firm which specialises in the global utility, infrastructure, alternative energy and environmental sectors. The firm, which was founded in 1992, is based in London and has offices in New York, Hong Kong and Geneva. Ecofin is owned by its principals and professional staff. Its principal operating company, Ecofin Limited, is an English company which is authorised and regulated by the UK Financial Services Authority (FSA). Ecofin Limited is also registered with the US Securities and Exchange Commission (SEC) as an investment adviser.

Alta Partners Management Corporation

Alta Partners Management Corporation

Founders Jean Deleage, Garrett Gruener, and Guy Nohra had been partners at venture capital firm Burr, Egan, Deleage & Co., before they left in 1996 to form Alta Partners. Alta Partners offers companies an alternative to raising cash on their own. The firm invests venture capital primarily in life science companies; Alta Partners also invests in information technology ventures. It has backed more than 150 companies and has about $2 billion in committed capital. Alta Partners funds both early- and late-stage companies through stage-specific funds. Its portfolio has included such companies as Cellomics, Occam Networks, and Xelerated.

R.J. O'Brien & Associates Inc.

R.J. O'Brien & Associates Inc.

RJO is the largest independent futures brokerage in the United States. A privately owned futures commission merchant, RJO is also one of the oldest futures brokerage firms, dating back to 1914. RJO is a full clearing member of: the Chicago Mercantile Exchange Group (founding member of CME); Intercontinental Exchange (ICE); NYSE Liffe; and the Chicago Climate Exchange. RJO services a global network of more than 297 introducing brokers and some of the world's largest financial, industrial and agricultural institutions.RJO offers the latest in order entry technology coupled with 24-hour execution and clearing on every futures exchange worldwide. RJO services a nationwide network of Introducing Broker (IB) offices, as well as some of the world's largest financial, industrial and agricultural institutions.

Newedge Group SA

Newedge Group SA

Newedge Group provides brokerage, execution, and clearing services on more than 85 securities and derivatives exchanges worldwide. Newedge Group SA specializes in financial futures and options, equity derivatives, fixed income securities, foreign exchange, agricultural and soft commodities, and metals. Newedge Group SA also performs prime brokerage and research services. Clients include financial institutions, asset managers, hedge funds, professional traders, and corporations. Newedge has offices in more than 25 major cities around the globe.

Kleinwort Benson Private Bank Ltd.

Kleinwort Benson Private Bank Ltd.

Kleinwort Benson Private Bank offers private banking services to the UK market. The bank's products and services are provided through several affiliated entities. Customized banking products include standard cash deposits and loans, while the bank's wealth management services include portfolio advisement, estate planning, real estate investment, and other investment products. Kleinwort Benson Private Bank was part of the private banking segment of Dresdner Bank, which German insurance giant Allianz sold to Commerzbank in 2008. However, Commerzbank arranged to sell the unit to investment group RHJ International the following year.

MEAG MUNICH ERGO AssetManagement GmbH

MEAG MUNICH ERGO AssetManagement GmbH

MEAG is a major asset management force in the European financial sector with responsibility for round EUR 198 billion (31 March 2010). We are also the asset manager for the Munich Re Group. We invest in securities, real estate and funds, offering our expertise to both institutional and private investors. MEAG are the ideal partner for both private and institutional investors, bundling extensive know-how in all key asset classes under one roof and ensuring that your money is in good hands. MEAG compile fund, security and real-estate portfolios based on your earnings specifications. MEAG size and the volume of funds under MEAG management enable us to offer you highly competitive conditions for the reinvestment and security of your investments.

CI Financial Corp.

CI Financial Corp.

CI Financial Corp. (CI), formerly CI Financial Income Fund, is a diversified wealth management firm. It is engaged in the management, marketing, distribution and administration of mutual funds, segregated funds, structured products and other fee-earning investment products for Canadian investors, distributed primarily through brokers, independent financial planners and insurance advisors, including Assante Capital Management Ltd. and Assante Financial Management Ltd. It operates in two segments. The Asset Management provides the majority of its income and derives its revenues from the fees earned on the management of several families of mutual, segregated, pooled and closed-end funds, structured products and discretionary accounts. The Asset Administration derives its revenues from commissions and fees earned on the sale of mutual funds and other financial products, and ongoing service to clients. On December 31, 2009, it completed the sale of Blackmont Capital Inc. to Macquarie Group.

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