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Soleil Securities Group, Inc.

Soleil Securities Group, Inc.

Soleil Securities Group, Inc. was founded in 2003 and is based in New York, New York with additional offices in Boston, Massachusetts; Cleveland, Ohio; Stillwater, Minnesota; Tampa, Florida; and San Francisco, California. Soleil Securities Group, Inc. is an equity research firm specializing in fundamental and strategy and policy research. The firm provides macro-economic and Washington policy research comprising of real-time, proprietary insights on the investment implications in Washington. It focuses on the growth sectors of the economy including basic materials, capital goods, consumer, energy, financials, healthcare, media, special situations, technology, telecommunications, and utilities sectors. The firm offers its clients real time information and intelligence regarding stock price movements, published research, indications of interest, overhang issues, liquidity, and road show feedback through electronic execution products. It offers institutional sales, trading, and corporate services. The firm caters to institutional and corporate clients.

First Atlantic Capital, Ltd.

First Atlantic Capital, Ltd.

First Atlantic Capital, Ltd. is a leading middle-market private equity firm with offices in New York City. Since its founding in 1989, the firm has invested over $830 million, resulting in 56 transactions across four funds. The First Atlantic team is composed of fourteen members, including nine investment professionals and five operating partners, who have a combined 240 years of consulting and operating experience.First Atlantic focuses on the plastics and packaging, food and beverage, industrial products, business services, and consumer products industries with transaction values between $100 million and $500 million. Working in partnership with strong operating management teams, First Atlantic seeks to build value in its portfolio companies through strategic add-on acquisitions, modifications in business strategy, and improvements in operating performance.The firm’s consulting heritage, extensive operational expertise, and strong focus on portfolio company's development are mainstays of the firm’s investment approach, which has consistently yielded first-quartile returns for its investors since inception.

RBC Wealth Management

RBC Wealth Management

RBC Wealth Management company offers private banking, asset management, brokerage, and estate and trust services in more than 20 countries. About half of the company's revenue, however, comes from outside Canada, where the company caters to more than 35,000 individuals and institutions. It has about $500 billion of assets under administration and about $245 billion of assets under management. RBC Wealth Management boasts more than 4,500 financial consultants, advisors, private bankers, and trust officers, and has about 200 offices throughout the US.

Avanti Capital PLC

Avanti Capital PLC

Avanti Capital Plc is a United Kingdom-based company. During the fiscal year ended June 30, 2009 (fiscal 2009), the Company was engaged in private equity and ancillary services. The principal activity of Eclectic Bars Limited, one of the Company’s subsidiaries, was as an operator of bars and night clubs. It has two segments: Investment and ancillary services, which provides management services in respect of the investment market, and bar and night clubs segment, which relates to the United Kingdom late-nights, entertainment-led venues and restaurants. Its subsidiaries include Avanti Holdings plc, Avanti Partners (UK) Limited and Avanti Partners NV.

Palamon Capital Partners, LP

Palamon Capital Partners, LP

Palamon Capital Partners was founded in 1999. Palamon Capital Partners is a private equity and venture capital firm specializing in investments in middle market companies. The firm invests in mid and late venture, development capital, recapitalizations, deleveraging transactions, turnarounds, and buyouts. It primarily invests in service sector businesses with a focus on specialty engineering, communications and media, financial services, leisure and entertainment, healthcare, information technology, and business services. The firm invests in companies based in Europe. It seeks to invest between €10 million ($15.45 million) and €80 million ($123.67 million) in its portfolio companies. The firm prefers to be the lead investor with either a majority or significant minority shareholding and at least two board seats in its portfolio companies.

Beecken Petty O'Keefe & Company

Beecken Petty O'Keefe & Company

Beecken Petty O'Keefe & Company was founded in 1996 and is headquartered in Chicago, Illinois. Beecken Petty O'Keefe & Company is a private equity and venture capital firm specializing in middle market buyouts, recapitalizations, and growth stage transactions. Within recapitalization and buyouts, the firm seeks to invest in small to medium sized companies and focuses on leveraged acquisitions of corporate subsidiaries, recapitalizations of founder-owned and operated entities, and management-led acquisitions of independent companies. It typically invests in healthcare industry with a focus on specialty distribution including alternate site (non-hospital) and pharmaceutical niches; provider and payor outsourcing including contract management, staffing, utilization and disease management, billing, collections, and other financial service providers.

Saratoga Partners, L.P.

Saratoga Partners, L.P.

Saratoga Partners is an independent, New York-based merchant banking firm making alternative asset investments in private equity and debt in partnership with management across the industrial manufacturing, business service and information service sectors. Saratoga primarily pursues investments in U.S.-headquartered, middle-market companies that it believes have opportunities for enhanced growth and productivity. Saratoga’s investment strategy includes a special focus on “special situation” middle-market investments involving complexity or inefficiencies – including restructurings – that present attractive value combined with active, “hands-on” post-investment involvement to achieve revenue and productivity enhancements.

Delta Capital Management, LLC

Delta Capital Management, LLC

Delta Capital was founded by Don Mundie in 1992. Delta Capital makes venture capital investments in Alabama, Arkansas, Mississippi, Louisiana, and Tennessee. Delta Capital company invests in mostly early and expansion-stage companies in industries including health care, information and industrial technology, supply chain logistics, business services, and energy technology. It manages some $90 million in assets on behalf of institutional and high net worth individuals. Some of its investments include enterprise software provider Metatomix, and medical diagnostics company Atherotech.

Invesco Aim Management Group Inc.

Invesco Aim Management Group Inc.

Invesco Aim Management Group is a mutual fund and investment management subsidiary of Invesco. Serving both institutional and retail investors in the US, the firm manages approximately 70 mutual funds that focus on domestic and international equities and, to a lesser extent, bonds and other fixed-income products. It also offers about 100 exchange-traded funds (under the Invesco PowerShares banner), as well as separately managed accounts, annuities, and retirement and college savings plans. Invesco Aim mainly distributes its products through third parties such as broker-dealers, financial advisors, and 401(k) plans. It has more than $60 billion of assets under management.

Citadel Investment Group, L.L.C.

Citadel Investment Group, L.L.C.

Citadel Investment Group, L.L.C was founded in 1990 and is based in Chicago, Illinois with additional offices in New York, New York; and San Francisco, California. Citadel Investment Group, L.L.C is a privately owned investment manager. The firm manages client focused portfolios and hedge funds for its clients. It invests in the public equity, fixed income, and alternative investment markets across the globe. As part of its alternative investments, the firms invests in currency, commodities, and derivatives such as interest-rate swaps, futures, options, repurchase agreements, and reverse repurchase agreements. Its fixed income investments include investments in government bonds and mortgage-backed securities. The firm employs a mix of strategies including credit arbitrage and structured credit strategies to make its investments. It employs a combination of quantitative and fundamental analysis with a bottom-up stock picking approach to create its investment portfolio. The firm makes its investments in the stocks of companies operating across diversified sectors. It conducts an in-house research to make its investments.

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