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Investment Brokerage - National
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Henderson Global Investors Limited

Henderson Global Investors Limited

Henderson Global Investors Limited was founded in 1934, and is based in London, United Kingdom with additional offices in Amsterdam, Frankfurt, Luxembourg, Madrid, Milan, Paris, Vienna, Zurich, London, Chicago, Hartford, New Delhi, Singapore, Hong Kong, Tokyo and Sydney. Henderson Global Investors Limited is a privately owned investment manager. The firm provides its services to institutional, retail clients, and high net-worth individuals. It provides equity, fixed income, and balanced portfolios. The firm also manages mutual funds and pension funds for its clients. It also provides hedge funds, real estate, and private equity portfolios. The firm invests in public equity, fixed income, and alternative markets across the globe. It uses in-house research to make its investments. The firm operates as a subsidiary of Henderson Group plc.

Clarion Capital Partners, LLC

Clarion Capital Partners, LLC

Clarion Capital Partners, LLC was founded in 1999 and is headquartered in New York, New York. Clarion Capital Partners, LLC is a private equity firm specializing in growth equity investments, recapitalizations, turnarounds, leveraged buyouts, distressed debt, add-on acquisitions, and purchase of debt or equity securities in private or publicly traded companies. It seeks to invest in middle market companies that have long-term growth characteristics, but are temporarily undervalued. Though the firm does not limit itself to any particular industry, it invests in companies that share similar characteristics to those in which it has invested previously. These include the consumer products; business services; healthcare services; specialty financial services; specialty retail; and media and entertainment sectors. The firm does not have any geographic limitations for investing. It seeks to make equity investments between $15 million and $50 million in companies having an enterprise value between $50 million and $200 million. However it targets companies that require $25 million.The firm invests in platform companies with an EBITDA greater than $10 million.

MMC Ventures Ltd

MMC Ventures Ltd

MMC is a venture capital firm that invests growth capital in UK companies. MMC are an active investor and look to work closely and in partnership with impressive management teams. Although MMC approach is generalist, MMC focus on growth leads us to invest particularly in healthcare, financial services, support services and technology, including cleantech and media.MMC have substantial capital available through managed funds and a Syndicate of private investors. MMC offers MMC investors a diversified and tax-efficient portfolio service. When risk is properly calibrated and management teams are well supported venture capital offers superior returns. Since MMC began investing in 2000 MMC has established a strong track record of growing and selling businesses. MMC was named EIS Fund Manager of the Year by the EISA in January 2009. MMC is authorised and regulated by the Financial Services Authority (FSA) and is a member of the British Venture Capital Association (BVCA) and Enterprise Investment Scheme Association (EISA).

The Stephens Group, LLC

The Stephens Group, LLC

The Stephens Group, LLC, is a private, family-owned firm investing in private and public companies with exceptional management teams in growing industries. For more than 70 years, Stephens Group family has partnered with talented managers, entrepreneurs and chief executive officers to help them achieve their strategic visions and build long-term value. Today, Stephens Group provide a select, yet diverse group of companies with an independent source of capital, unbiased advice and access to Stephens Group extensive network of business contacts.

Williams Coal Seam Gas Royalty Trust

Williams Coal Seam Gas Royalty Trust

Williams Coal Seam Gas Trust (the "Trust"), incorporated in 1992, was formed to acquire and hold certain net profits interests (Royalty Interests) in proved natural gas properties located in the San Juan Basin of New Mexico and Colorado. The only assets of the Trust, other than cash and temporary investments being held for the payment of expenses and liabilities and for distribution to Unitholders, are the Royalty Interests. The Trust will not terminate prior to January 1, 2003, except upon the affirmative vote of the holders of not less than 75% of the outstanding Units to liquidate the Trust.

Associated Third Party Administrators

Associated Third Party Administrators

Associated Third Party Administrators was founded in 1994 and is based in Alameda, California. Associated Third Party Administrators Inc. operates as a subsidiary of United Benefits & Pension Services, Inc. Associated Third Party Administrators Inc. provides employee benefit plan administration services in the United States. It offers various administrative services for labor/management trust funds and public employee/employer benefit plans, including processing of employee benefit contributions; and overseeing the transfer of premiums to health maintenance organizations and insurance companies. The company’s services also include adjudication of hospital, surgical, medical, prescription drugs, dental, vision, disability, and other miscellaneous benefit claims; and customized record-keeping and reporting functions for ancillary employee benefit programs, such as apprenticeship, group legal, flex spending, training, dues, and labor/management funds. In addition, it offers pension plan administration, collective bargaining agreement administration, and health and welfare plan administration services, as well as financial services, such as general ledger reporting, operating expense schedules, budget and comparative statistics, and annual reporting and tax filing.

Scottish Equity Partners Ltd.

Scottish Equity Partners Ltd.

Scottish Equity Partners LLP was founded in 1997. Scottish Equity Partners LLP is a venture capital firm specializing in seed, start up, early stage, mid and late venture, and growth capital financing. The firm prefers to invest in information technology, healthcare, life sciences, and energy related sectors. It seeks to invest in information technology sector with a focus on enterprise application software, enterprise network technologies focused on connectivity, security and mobility standards based communication technologies, semiconductors, displays, and novel new materials. In healthcare and life sciences sector, the firm includes enabling diagnostics, medical devices, specialty pharmaceuticals, as well as platform and enabling technologies, new therapeutics, novel research, and development technologies. In energy related sector, it primarily invests in oilfield technology, renewable energy, environmental technologies, and clean and green technology. In the renewable energy sector, the firm includes sources such as wind, wave, tidal, and solar energy. It also seeks to invest in equipment and services, distributed and mobile power technologies such as fuel cells, advanced batteries, energy storage, energy efficiency, and new materials.

Stonebridge Associates, LLC

Stonebridge Associates, LLC

Since 1986, Stonebridge has focused exclusively on meeting the unique investment banking needs of middle market, emerging growth, healthcare and technology clients. During this period, the firm has originated and closed over $3.0 billion in private financings and advised on over 250 M&A and corporate advisory assignments. With one of the largest independent investment banking groups in Boston, Stonebridge is able to offer clients the creativity, technical skills and structuring expertise typically found only in large Wall Street investment banking firms. However, as a boutique firm with specific product and market areas of focus, Stonebridge is able to provide clients with a level of attention and responsiveness that distinguishes us from Stonebridge larger competitors.

Toyo Cotton (Japan) Co.

Toyo Cotton (Japan) Co.

Toyo Cotton (Japan), originally established in 1920, has been a part of Toyota Tsusho Corporation since 2007 when that company acquired TOMEN Corporation, a Japanese general trading company. Toyo Cotton (Japan) Co. is a supplier of cotton to cotton gins, spinning mills, and cotton producers located primarily in Japan and Southeast Asia. Its Dallas, Texas-based Toyo Cotton subsidiary is a supplier of cotton to mills in the US. Toyo Cotton (Japan) also has operations throughout Asia and in South America.

Fresh Capital Group Ltd.

Fresh Capital Group Ltd.

Fresh Capital is the specialist investment arm of the London based Hanover Acceptances Group. Formed in 1998, Fresh Capital provides Hanover Acceptances with a means of diversifying its investment portfolio, pursuing high growth opportunities and investing in leading-edge areas tangential to its core food and agribusiness and real estate portfolios.

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