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Dundee Corporation

Dundee Corporation

Dundee Corporation is a Canadian asset management company. The Company’s core focus is in the areas of wealth management, real estate and resources. Third-party asset management activities are carried out by Ned Goodman Investment Counsel Limited (Ned Goodman Investment Counsel or NGIC), and by Dundee Real Estate Asset Management (DREAM), the asset management division of Dundee Realty Corporation (Dundee Realty), a subsidiary of the Company. Dundee Corporation also owns and manages its own direct investments in these core focus areas, through ownership of both publicly listed and private companies. The Company’s investment in wealth management is conducted primarily through its subsidiary, DundeeWealth Inc. (DundeeWealth), as well as through operations carried out in Bermuda and in the Cayman Islands. Real estate operations are carried out through the Company’s investment in Dundee Realty.

TD Securities Inc.

TD Securities Inc.

TD Securities Inc. provides capital market products and services to corporate, government, and institutional clients. The company’s business segments include investment banking, debt capital markets, institutional equities, private equity, and foreign exchange. Its services include advising on mergers and acquisitions, divestitures, private placement, and risk management; underwriting and distribution of debt and equity issues; securities brokerage; and foreign exchange sales and trading. The company makes private equity investments through TD capital.

Athena Capital Advisors LLC

Athena Capital Advisors LLC

Athena Capital Advisors LLC was established in 1993 by Lisette Cooper, Athena's president. Athena Capital Advisors hopes to remove the headaches involved with financial planning. Athena Capital Advisors specializes in providing investment services for wealthy families and institutions, offering portfolio advisory and research services. Athena Capital Advisors company's institutional clients include hedge funds, private equity funds, and real estate firms.

Insight Investment

Insight Investment

Insight Investment is a leading global asset manager across liability driven investment, currency management, fixed income, absolute return, multi-asset and specialist investment strategies. Insight designs innovative investment solutions for their clients that have one objective in mind: meeting their specific needs. Insight aims to deliver consistent and repeatable performance by focusing only on those things we know we can do well. Located across the globe, our clients include pension funds, corporates, local authorities, insurers, sovereign wealth funds, wealth managers, financial institutions and private individuals.

Keepmoat plc

Keepmoat plc

Keepmoat plc, controls a group of companies engaged in building homes (not necessarily castles). Projects include regenerating older homes and neighborhoods, as well as building new houses. Subsidiaries (Keepmoat Homes, Bramall Construction, and Frank Haslam Milan) refurbish more than 40,000 homes a year in the UK, working with local authorities, housing associations, and other social landlords to provide affordable housing. Keepmoat Homes Limited is the group's primary private house building unit.

Sigma Capital Group plc

Sigma Capital Group plc

Sigma Capital Group plc (Sigma), together with its subsidiaries is a specialist asset management and advisory company focused on venture capital, property and the commercialization of university intellectual property (IP). The Company’s property activities are carried out through its wholly owned subsidiary, Strategic Investment Management Holdings Ltd (SIMH) and its subsidiary companies, which establish and operate limited partnerships investing in commercial property in the United Kingdom. As of December 31, 2009, the Company manages, and is an investor in four venture funds and two university funds, the Sigma Technology Venture Fund (the Venture Fund), the Sigma Innovation Fund (East of Scotland) (the Innovation Fund), the Sigma Sustainable Energies Fund (the Sustainable Energies Fund), the Sigma Sustainable Energy Fund II (the Sustainable Energy Fund II), the RGU Ventures Investment Fund (the RGU Fund), and the University of Dundee Venture Fund (the Dundee Fund).

Selby Venture Partners

Selby Venture Partners

Since 1998, Selby Ventures has been investing in passionate entrepreneurs who want to build the next generation of category defining companies. The firm invests through all stages of a company's growth, focusing primarily in the Digital Media, IT/Communications, and Sustainable Technology industries.

Morgan Stanley & Co. Incorporated

Morgan Stanley & Co. Incorporated

Morgan Stanley & Co. (MS&Co.) has their investment banking needs covered. A subsidiary of Morgan Stanley and part of its Global Wealth Management Group, MS&Co. also provides its individual, business, institutional, and government customers with brokerage and investment advice through products such as annuity, insurance, and credit vehicles. After Morgan Stanley merged Morgan Stanley DW into MS&Co. in early 2007, the unit became Morgan Stanley's primary US broker-dealer. The following year MS&Co. merged with government broker Morgan Stanley Market Products.

Morgan Stanley

Morgan Stanley

Morgan Stanley was founded in 1935 and is headquartered in New York, New York. Morgan Stanley, a financial holding company, provides various financial products and services to corporations, governments, financial institutions, and individuals worldwide. It operates in three segments: Institutional Securities, Global Wealth Management Group, and Asset Management. The Institutional Securities segment provides financial advisory services on mergers and acquisitions, divestitures, joint ventures, corporate restructurings, recapitalizations, spin-offs, exchange offers, and leveraged buyouts and takeover defenses, as well as shareholder relations; capital raising; corporate lending; investments; and sales, trading, financing, and market-making activities, including equity trading, commodities, and interest rates, credit, and currencies, as well as financing services, including prime brokerage, consolidated clearance, settlement, custody, financing, and portfolio reporting services.The Global Wealth Management Group segment offers brokerage and investment advisory services covering various investment alternatives comprising equities, options, futures, foreign currencies, precious metals, fixed income securities, mutual funds, structured products, alternative investments, unit investment trusts, managed futures, separately managed accounts, and mutual fund asset allocation programs; financial and wealth planning services; annuity and insurance products; credit and other lending products; cash management services; retirement services; and trust and fiduciary services. The Asset Management segment offers products and services in equity, fixed income, and alternative investments, which include hedge funds, fund of funds, real estate, private equity, and infrastructure to institutional and retail clients through proprietary and third party distribution channels. This segment also involves in investment activities.

Littlejohn & Co. LLC

Littlejohn & Co. LLC

Littlejohn & Co. LLC was founded in 1996 and is headquartered in Greenwich, Connecticut. Littlejohn & Co. LLC is a private equity firm specializing in investments in turnaround, middle market in mid-sized companies. It also invests in mature companies. The firm typically invests in underperforming companies that would benefit from financial restructuring, fundamental change in strategic direction, or substantial improvements in operating infrastructure. It seeks to invest in industrial equipment, packaging, chemicals, automotive and transportation parts and equipment, food processing, electronics and electrical products, healthcare, plastics, textiles, aerospace and defense, distribution, environmental and infrastructure services, and consumer products. It does not invest in fashion, retail, real estate, and high technology industries. The firm prefers to invest in companies based in United States, but would also consider opportunities in Canada and Europe. It makes control equity investment in companies with revenues between $150 million and $800 million. The firm seeks to invest $50 million to $100 million of equity per transaction and will only sponsor friendly transactions.

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