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Euroclear Bank SA/NV

Euroclear Bank SA/NV

Euroclear Bank SA, together with its subsidiaries, provides clearance and settlement services for domestic and international securities transactions covering bonds, equities, investment funds, and derivatives. Its International Central Securities Depository operates as the settlement platform for international and domestic securities markets. The company’s Central Securities Depositories provide settlement and custody services to Belgium, France, the Netherlands, and the United Kingdom. Euroclear Bank also offers banking services, including cash management, credit management, treasury, and money transfer services; collateral management services; new issues services; securities lending and borrowing services; and tax services. In addition, it provides ClimateSettle, a settlement and safeguarding service for the European Union allowance units and certified emission rights; DerivManager, an over the counter derivatives exposure management service; EquityReach, an equities service that offer direct access to multiple equity markets; FundSettle, a platform for automated fund transaction processing; and LoanReach, a multi-currency post-trade service for loans.

NewStar Financial, Inc.

NewStar Financial, Inc.

NewStar Financial, Inc., a commercial finance company, provides customized debt financing solutions in the United States. NewStar Financial, Inc. principally focuses on the direct origination of loans and other debt products. NewStar Financial, Inc. provides senior secured and senior subordinated debt products, including revolving warehouse facilities, amortizing loans, term loans, and debt securities secured by various financial assets; second lien; mezzanine and subordinated debt; and equity and equity-linked products primarily to healthcare, manufacturing and industrial, financial services, energy/chemical services, printing/publishing, consumer, retail and restaurants, and business services industries. NewStar Financial, Inc. also offers commercial real estate loans and other debt products primarily through property investors, specialized commercial real estate brokers, regional banks, and other financial intermediaries. NewStar Financial, Inc. commercial real estate loans provide capital for various purposes, including acquisition; lease-up; repositioning and build-out; and refinancing and recapitalization. NewStar Financial, Inc. is headquartered in Boston, Massachusetts.

Artio Global Investors Inc.

Artio Global Investors Inc.

Artio Global Investors, Inc. was founded in 1962. Artio Global Investors, Inc., an asset management company, provides investment management services to institutional and mutual fund clients. It primarily involves in managing and advising Julius Baer Investment Funds. Artio Global Investors Inc company offers various investment strategies, including International Equity strategies, Global High Grade Fixed Income, Global High Yield, Global Equity, and the U.S. Equity. It delivers investment management services to various vehicles, including registered investment management companies, commingled vehicles, and separate accounts. Artio Global Investors distributes its products and services through intermediaries, including investment consultants, broker dealers, RIAs, mutual fund platforms, and sub-advisory relationships.

Williams Coal Seam Gas Royalty Trust

Williams Coal Seam Gas Royalty Trust

Williams Coal Seam Gas Trust (the "Trust"), incorporated in 1992, was formed to acquire and hold certain net profits interests (Royalty Interests) in proved natural gas properties located in the San Juan Basin of New Mexico and Colorado. The only assets of the Trust, other than cash and temporary investments being held for the payment of expenses and liabilities and for distribution to Unitholders, are the Royalty Interests. The Trust will not terminate prior to January 1, 2003, except upon the affirmative vote of the holders of not less than 75% of the outstanding Units to liquidate the Trust.

Raymond James Financial, Inc.

Raymond James Financial, Inc.

Raymond James Financial, Inc., through its subsidiaries, engages in the underwriting, distribution, trading, and brokerage of equity and debt securities, as well as the sale of mutual funds and other investment products in the United States, Canada, and Europe. Raymond James Financial, Inc. Private Client Group segment provides securities brokerage services, including the sale of equities, mutual funds, fixed income products, and insurance products to their individual clients; and correspondent clearing services to other broker-dealer firms. Raymond James Financial, Inc. Capital Markets segment offers securities brokerage, trading, and research services to institutions with a focus on the sale of U.S. and Canadian equities and fixed income products; and manages participation in underwritings, merger and acquisition services, and public finance activities. Raymond James Financial’s Asset Management segment provides investment portfolio management services, mutual fund management, and trust services, as well as offers fee-based programs for portfolio management services customers.Raymond James Financial, Inc. Stock Loan/Borrow segment involves in borrowing and lending securities from and to other broker-dealers, financial institutions, and other counterparties, primarily as an intermediary. Raymond James Financial’s Proprietary Capital segment consists of principal capital and private equity activities, including various direct and third party private equity and merchant banking investments, short-term special situation mezzanine and bridge investments, and private equity funds. Raymond James Financial, Inc. was founded in 1962 and is headquartered in St. Petersburg, Florida.

ZS Fund L.P.

ZS Fund L.P.

Managing partner Ned Sherwood founded ZS Fund L.P. in 1985. ZS Fund helps middle-market companies build their business while remaining independent. The private equity firm targets private or closely held public companies with annual profits between $4 and $30 million; it takes both minority and majority interests in its investments. Portfolio companies include Industrial Air Tool, market research firm Research Horizons, transportation company Transervice Logistics, and VPSI, a provider of commuter vanpooling services. ZS Fund also possesses expertise in estate planning, management transitions, industry consolidations, and resoving shareholder disputes.

Vulcan Inc.

Vulcan Inc.

Vulcan Inc. firm holds the Microsoft co-founder's remaining stake in the industry-defining juggernaut, as well as stakes in dozens of companies involved in technology, telecommunications, multimedia, energy, and real estate. Portfolio holdings include cable company Charter Communications (which reorganized in 2009 under Chapter 11 bankruptcy protection) and privately built spacecraft SpaceShipOne. Allen also owns two professional sports teams, the NBA's Portland Trail Blazers and the NFL's Seattle Seahawks.

Old Mutual (US) Holdings, Inc.

Old Mutual (US) Holdings, Inc.

Old Mutual (US) Holdings is the holding company for a group of about 20 asset management boutiques collectively known as Old Mutual Asset Management (US), or OMAM (US). The firm's multi-manager structure allows it to offer more than 100 different investment strategies across a range of asset classes, from domestic and international equities to fixed-income and alternative investments. Its offerings include retirement plans, mutual funds, trust services, and separately managed accounts. OMAM (US) and its affiliates have some $260 billion of assets under management for institutional and high-net-worth investors.

Ampersand Ventures

Ampersand Ventures

Ampersand Ventures was founded in 1988 and is based in Wellesley, Massachusetts with an additional office in San Diego, California and Boston, Massachusetts. Ampersand Ventures is a private equity and venture capital firm specializing in later stage growth equity investments in middle market companies. The firm typically invests in healthcare and industrial sector. Within Industrial sector, it focuses on product and process design software, instrumentation for the chemical processing and environmental industries. Within healthcare sector, the firm focuses on, life sciences, pharmaceuticals, and biotechnology sectors. It typically invests between $10 million and $50 million. The firm prefers to be the first and sole institutional investor in its portfolio companies.

PSG Solutions Plc

PSG Solutions Plc

PSG Solutions Plc company owns stakes in real estate, manufacturing, and technology companies. Its primary holding is PSG Franchising, which (through some 80 franchised offices) provides private searches and reports for residential properties throughout England and Wales. It also owns Audiotel International, which makes surveillance equipment, and specialist packaging company Moore & Buckle. PSG Franchising cut workers and closed offices when the UK's Home Information Packs (HIPs) system was abolished in 2010; it was among the nation's leading providers of HIPs. Investment company Southwind controls the company and has offered to buy it outright.

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