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Investment Brokerage - National
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PennyMac Loan Services, LLC

PennyMac Loan Services, LLC

PennyMac Loan Services, LLC provides exceptional loan services for borrowers and investors, assists customers in preserving their home ownership through innovative programs, and drives toward a positive impact on PennyMac communities. Through PennyMac affiliates, PennyMac also acquire select mortgage loans from financial institutions.PennyMac goal is to give you clear, straightforward guidance and outstanding customer service – delivered with integrity, respect, and the highest level of ethical conduct. That's why PennyMac share the mission and values that guide everyone at PennyMac.

J.W. Childs Associates, L.P.

J.W. Childs Associates, L.P.

J.W. Childs Associates, L.P. was founded in 1995 and is based in Boston, Massachusetts. J.W. Childs Associates, L.P. is a private equity firm specializing in leveraged buyouts, acquisitions, and recapitalizations of middle-market growth companies. The firm invests in consumer products, healthcare, specialty retail, and asset management companies. It invests in companies based in North America and Asia. The firm invests in companies having enterprise values between $150 million and $600 million and an earnings growth rate of at least 10 percent per annum. It seeks to take a seat on the board of directors of its portfolio companies.

Aeon Credit Service (Asia) Company Limited

Aeon Credit Service (Asia) Company Limited

Aeon Credit Service (Asia) was the first non-bank credit card issuer in Hong Kong, and today it is one of its largest. Aeon Credit Service (Asia) Company Limited provides about 850,000 cardholders with more than 30 different house, affinity, and corporate cards under the American Express, JCB International, MasterCard, Visa, and UnionPay brands. Aeon Credit Service (Asia) Company Limited also offers personal loans, cash advances, and insurance, but credit cards account for about 70% of its total revenues. Aeon Credit Service (Asia) operates in China, Hong Kong, Indonesia, Malaysia, the Philippines, Taiwan, Thailand, and Vietnam. Aeon Credit Service (Asia) Company Limited is part of Japanese retail and financial giant AEON CO.

Ariel Investments, LLC

Ariel Investments, LLC

Ariel Capital Management was founded in 1983 and is based in Chicago, Illinois. Ariel Capital Management, LLC (ACM) is an employee owned investment manager. The firm primarily provides its services to high net worth individuals. It also provides its services to investment companies, pension and profit sharing plans, charitable and non-profit organizations, corporations, state and municipal government entities, Taft-Hartley plans, and public organizations. The firm manages separate client-focused equity portfolios. It also manages mutual funds for its clients. The firm invests in the public equity markets of the United States. It primarily invests in value stocks of small-cap, mid-cap, and large-cap companies. The firm employs fundamental analysis with bottom-up stock picking approach to make its investments. It obtains external research to complement its in-house research.

Tiger Resource Finance PLC

Tiger Resource Finance PLC

Tiger Resource Finance Plc is an Investment Fund focused on the Resource Sector. The company is listed on AIM, the London Stock Exchange's Alternative Investment Market. Its mission is to invest in natural resource companies globally, capitalising on early entry level in mineral projects, and adding technical and management expertise where necessary. The company intends to be a unique player in the Mineral Resource Sector, offering investors the opportunity to invest in several well-managed and well-researched Mineral Resource projects.

ICAP plc

ICAP plc

ICAP plc, the world's largest interdealer brokerage with more than $2 trillion in average daily volume, is a wholesale broker of OTC derivatives, money markets, and securities, focusing on foreign exchange, energy, credit, and equities markets. With operations in more than 30 countries, the firm is a major interdealer broker in US Treasury notes. Direct trade execution and processing are available to investment houses and major banks through the company's electronic trading services. Institutional clients include international, investment, and commercial banks. ICAP also has a joint venture with insurance broker Jardine Lloyd Thompson Group.

Corbett Keeling Limited

Corbett Keeling Limited

Founded in 1993, Corbett Keeling is owned by the Keeling family; brothers Jim and Simon act as co-chairmen. Investment firm Corbett Keeling targets businesses valued up to $150 million that are seeking equity, mezzanine, or debt financing in the range of $500,000 to $20 million. Corbett Keeling also assists companies with such transactions as takeovers, recommended bidding, and maintaining stockholder equity or debt. Clients include Gieves & Hawkes (demerger consulting), Linguaphone (raised equity funding), Radiant Networks (raised shares), Opus (refinancing assistance), and BUPA Healthcare Professionals (buyout advisement).

National Stock Exchange of India Ltd.

National Stock Exchange of India Ltd.

National Stock Exchange of India Ltd. was founded in 1992 and is based in Mumbai, India. National Stock Exchange of India Limited operates as a stock exchange in India. It provides a range of products for various markets, including equity shares, exchange traded funds, mutual funds, debt instruments, index futures and options, stock futures and options, and currency futures. The company also offers a trading platform for investors for trading equity, corporate debt, central and state government securities, t-bills, commercial paper, certificate of deposits, warrants, mutual funds units, exchange traded funds, derivatives, and currency futures. In addition, it engages in the clearing and settlement of the trades executed in the equities, derivatives, and government securities; undertakes settlement of transactions on other stock exchanges; and clearing and settlement of the commodity markets. Further, National Stock Exchange provides various services, products, and professional index services; data and info-vending products; and information technology products, services, and solutions for the securities industry.

Venrock Associates

Venrock Associates

Venrock was founded in 1969. Venrock is a venture capital firm specializing in seed, early stage, and first round investments. The firm may also consider second round investments. It primarily invests in information technology, healthcare, media, and energy sectors and also focuses on biotechnology, nanotechnology, drug discovery and development, life sciences technology, digital media and mobile, Internet, consumer, consumer electronics, enablers, nano, healthcare information technology and services, medical devices, application software, communication, wireless, enterprise software and infrastructure, security, financial services, and semiconductors and components sectors. The firm can invests upto $10 million or more.

WR Hambrecht + Co.

WR Hambrecht + Co.

Founded in 1998 by Bill Hambrecht, WR Hambrecht + Co is a financial services firm committed to using technology and auction processes to provide open and fair access to financial markets for all its clients. The firm’s impartial auctions have dramatically changed the traditional investment banking landscape by allowing the market to determine pricing and allocations.The OpenIPO® auction, for example, levels the playing field in initial public offerings, allowing individuals and institutional investors to bid online for shares of an IPO. All investors end up paying the same price – a price determined by the auction. The OpenBook® auction for corporate bonds, is an online system that offers transparent, real-time price discovery. OpenFollowOn® auction extends the transparency and real-time price discovery of the OpenBook auction to follow-on equity offerings allowing interactive bidding and gives investors a view into the book as it builds.WR Hambrecht + Co continues to identify markets where auctions will benefit investors and issuers. WR Hambrecht provide underwriting and advisory services for technology and emerging growth companies, as well as technology driven institutional agency brokerage and a fully electronic retail brokerage platform for individual investors. WR Hambrecht + Co is headquartered in San Francisco with offices in New York, Los Angeles, and Philadelphia. WR Hambrecht Canadian affilliate, WR Hambrecht + Co Canada, is headquartered in Toronto, Ontario, Canada.

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