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Asset Management
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Investment Brokerage - National
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Landmark Ventures, Inc.

Landmark Ventures, Inc.

Landmark Ventures, Inc. was founded in 1995 and is based in New York, New York. Landmark Ventures, Inc. provides strategic and financial advisory services. The firm offers mergers and acquisitions, divestitures, private placements, capital raising, due diligence, and fund placement advisory services. Additionally, it provides business development, strategy formulation, and key account identification services. The firm’s clientele include ActionBase, Blinco Systems, Agentis, BioPetroClean, BoardVantage, Centrata, Inovis, Network Privacy, and Radware. It caters to IT, business services, and life sciences sectors.

RHJ International SA

RHJ International SA

RHJ International SA is a Belgium-based diversified holding company focused on creating long-term value for its shareholders by acquiring and operating businesses. The Company’s investments are divided in investments in the financial services sector and older investments in the industries sectors. As of March 31, 2009, the Company had three wholly owned subsidiaries: Kleinwort Benson, Phoenix Seagaia Resort K.K. and KBC Asset Management Limited (Dublin). The Company’s investment portfolio further included stakes in Niles (78%), Asahi Tec Corporation (60%), Honsel AG (51%), Belval Capital and Arecon (both 50%), among others. These investments cover a range of sectors, such as the automotive components, hospitality, nutrition and financial service industries.

Stone Point Capital LLC

Stone Point Capital LLC

Stone Point Capital is a private equity firm that has been making investments in the global financial services industry for more than twenty years. Led by Charles A. Davis, Stephen Friedman, Meryl D. Hartzband and James D. Carey, Stone Point have an extensive track record of investing throughout various financial services industries. Stone Point has raised and managed four private equity funds – the Trident Funds – with aggregate committed capital of $5.4 billion. In addition to the capital invested and committed by the Trident Funds, since 2001 Stone Point have secured approximately $4.5 billion of additional equity co-investments and commitments. Stone Point team of more than thirty investment professionals and senior advisors has a long and successful record of making private equity investments and managing businesses in the financial services industry.

Goldman Sachs Group Holdings (U.K.)

Goldman Sachs Group Holdings (U.K.)

Goldman Sachs Group Holdings (U.K.) company's London office, opened in 1970, serves as the regional headquarters for Goldman's European business. In September 2008, Goldman Sachs converted to a bank holding company. Goldman Sachs Group Holdings is the UK subsidiary of US investment banking power Goldman Sachs. The unit is one of the top mergers and acquisitions advisors in Europe and provides a range of capital markets services, as well as brokerage and asset management services to corporations, governments, and wealthy individuals.

Fiske Plc

Fiske Plc

Fiske Plc is a UK agency brokerage firm serving private clients; Fiske also is seeing growth in its institutional investor business. The company also offers corporate financial advising. In June 2002 the company acquired investment bank Ionian Group Ltd. The unit, which does business as Ionian Investment Management, serves corporate, institutional, and private investment clients. Jove Investment Trust controlled nearly 20% of Fiske, but reduced its stake in 2004.

Meritech Capital Partners

Meritech Capital Partners

Meritech Capital Partners was founded in 1999. Meritech Capital Partners places late-stage venture capital investments in information technology and communications technology companies with proven track records and quality management teams. It also participates in buyouts and spinoffs. The firm manages almost $2 billion in committed capital. Portfolio holdings include interests in networking equipment maker BigBand Networks, optical switch maker Agility Communications, and data storage device maker BlueArc, and distributed antenna systems builder NextG Networks. Meritech has been investing heavily in companies based in, or with extensive operations in, foreign countries, including Canada, China, the Netherlands, and the UK.

Pegasus Capital Advisors, L. P.

Pegasus Capital Advisors, L. P.

Pegasus Capital Advisors, L.P. was founded in 1995. Pegasus Capital Advisors, L.P. is a private equity firm specializing in special situation investments in middle-market companies in the form of buyouts, debt restructurings, asset consolidations, and growth capital. The firm invests in a variety of industries. It typically invests in companies based in United States and Israel. The firm prefers to invest between $20 million and $75 million in its portfolio companies, but it considers smaller and larger investments. It invests in companies experiencing financial stress, legal problems or operational challenges; businesses or assets whose value has been impacted by discrete events (e.g., a shareholder dispute, product recall, or cyclical downturn); and businesses or assets involved in bankruptcy proceedings. In Israel, the firm seeks to invest in water, renewable energy, and homeland security technology companies.

Fred Alger Management, Inc.

Fred Alger Management, Inc.

Fred Alger Management was founded in 1964 and is based in New York, New York with additional offices in Jersey City, New Jersey and Boston, Massachusetts. Fred Alger Management, Inc. is an asset management arm of Fred Alger & Company Incorporated. The firm provides its services primarily to individuals. It also caters to investment companies, pooled investment vehicles, high net worth individuals, pension and profit sharing plans, charitable organizations, corporations, endowments and foundations, and state or municipal government entities. The firm manages separate client-focused equity portfolios. It also manages equity, fixed income, and balanced mutual funds for its clients. The firm primarily invests in the public equity and fixed income markets across the globe. It invests in growth stocks of small-cap, mid-cap, and large-cap companies. The firm employs fundamental analysis with a bottom-up stock picking approach to create its portfolios. It uses in-house research to make its investments.

AFT Corporation Ltd.

AFT Corporation Ltd.

AFT Corporation Limited provides clean air technologies for the marine and built environments, as well as building materials and facades for the construction industry primarily in Australia. Its patented Microgenix and MAQ technology offers purified air and odour control technologies for use in the marine environment. The company supplies building products, such as glass curtain walls, facades, ceramic tiles, and solar photovoltaic cell panels. It also focuses on leveraging custom designed Chinese manufactured building products to customers, who require turnkey solutions for their projects. In addition, it provides logistics services. AFT Corporation is headquartered in St. Leonards, Australia.

Northern Financial Corporation

Northern Financial Corporation

Northern Financial Corporation (Northern) is a Canada-based company. The Company wholly owns Northern Securities Inc. (Northern Securities), a member firm of the Investment Industry Regulatory Organization of Canada (IIROC). It carries on a traditional full service investment dealer business through Northern Securities providing financial advisory services to retail and institutional clients and investment banking services to small capitalization companies. This business generates revenue from commissions and advisory fees earned on investment banking activities, and commissions from institutional sales and trading and retail investment advisors, and from principal trading. Northern also carries on a merchant banking business that supplements the investment dealer business.

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