
Landmark Global Financial Corporation operates as an investment company. The company invests in companies that are participating in potentially high growth markets. Its portfolio includes companies in the fields of health, consumer marketing and media. Portfolio Investments The company, within the Investment Segment, also has an interest in various companies: Serica Energy Corporation is an international oil and gas exploration and production company with projects in various locales such as, Indonesia, the UK North Sea and Spain. Fifth Window Media, Inc. (FWMI) is in the process of developing an internet based advertising product. The company is a party to a letter of intent whereby the company would own a portion of FWMI and would provide management services. MedX Health Corp. is a medical technology company that develops, manufactures and distributes phototherapy devices that are FDA approved. The company also has 8% interest in Salumatics, Inc. Salumatics, Inc.: Salumatics, Inc. provides software and related services to the health care business, primarily in the area of health record management. Salumatics has resale agreements with major providers of Electronic Health Record software and also sells its own internally developed software.

The Pioneer Group, Inc., as of December 31, 1999, conducted its operations through Pioneer Investment Management (PIM), Pioneer International Financial Services, and Pioneer Global Investments. PIM included investment management and marketing of the company's 25 U.S. registered investment companies in the Pioneer Family of Mutual Funds, as well as the nine offshore mutual funds; distribution of shares of the Pioneer Family of Mutual Funds; and shareowner servicing for the Pioneer Family of Mutual Funds. Pioneer International Financial Services consisted of investment management and financial services. Pioneer Global Investments included the company's diversified strategic businesses, consisting of U.S. and international venture capital operations, U.S. and international real estate operations, and timber harvesting. As of 10/25/2000, Pioneer Asset Management USA Inc. operates as a subsidiary of Unicredito Italiano.

Harris & Harris Group has been investing in companies with proprietary technology since 1983. For most of Harris & Harris history, Harris & Harris were a very small firm that invested in and helped develop early stage businesses, particularly ones founded on proprietary intellectual property.Harris & Harris Group, Inc.® is an active investor committed to working side-by-side with the management of its portfolio companies to surmount the many challenges they confront. Harris & Harris assist Harris & Harris portfolio companies in attacking general strategic and operational problems, as well as assisting them with business and intellectual property strategy, executive recruiting, fundraising, preparing for compliance with Section 404 of the Sarbanes-Oxley Act of 2002 and building collaborations with strategic partners.Harris & Harris believe in the classical early stage venture capital model and disciplines. Harris & Harris think that most technology-based start-ups can use all the help they can get from the diversified experiences, network of contacts, complimentary business networks, technical expertise, up-to-date customer connections and financial resources that a syndicate of professional venture capital investors can provide.Harris & Harris are looking for scientific, technological, business and execution excellence. Proprietary, well-protected and highly differentiated technology is a prerequisite. However, Harris & Harris are eager to invest in companies with market-centric strategies that seek to define and dominate large product categories. But above all, Harris & Harris back passionate entrepreneurs who want to change the world with their nanotechnology-enabled products.

Spanning over five decades of contributing to the country’s economic growth, Malaysian Industrial Development Finance Berhad (MIDF) today has strengthened its foothold in many segments of the financial services industry. MIDF was incorporated on 30 March 1960 mainly for the purpose of ensuring access to financing for manufacturing-based small-and-medium enterprises (SMEs) as part of Malaysia’s strategy to expedite the industrial sector development. From boasting the status as Malaysia’s maiden development finance institution, MIDF has over the years transformed into a diversified group.Following its merger with Amanah Capital Partners Berhad in 2003, the acquisition of Utama Merchant Bank Berhad (UMBB) in 2004, and the establishment of MIDF Amanah Investment Bank Berhad (MIDF Investment) in 2006, the MIDF Group accentuated its ambition to become a leading financial services provider in three core business areas, namely investment banking, asset management and development finance. A subsidiary of Permodalan Nasional Berhad (PNB), MIDF has total assets of over RM9 billion and shareholders’ funds of over RM2 billion.

Founded in 1988 by President Kay Chandler, the firm has some $2 billion under management. Chandler Asset Management is an investment adviser specializing in the management of fixed-income portfolios for institutional investors. The firm offers portfolio management, analysis, and accounting as well as cash flow modeling, compliance reporting, and client training. Its investment strategies include short-term fixed income, core fixed income, and 1-5 year fixed income. Public agencies, healthcare companies, foundations, endowments, and corporations make up Chandler's customer base.

Founded in 1974, the firm has more than $400 million under management. Affiliate Walden Israel invests in high tech ventures in that country. WaldenVC is not dreaming of a world in harmony with nature, but a world in harmony with technology. The venture capital firm focuses primarily on digital media companies, as well as software and information services concerns. WaldenVC typically invests $5 million to $10 million, and does not limit its involvement to any particular stage of a company's development. Current and past investments include BlueLithium (online advertising), Terayon, and Savage Beast (digital music).

NBGI Private Equity Limited is a private equity arm of NBG International Limited specializing in investments in small to medium sized businesses. It seeks to invest in management buyouts and buyins, institution led buyouts, growth capital, recapitalizations, and turnarounds. The firm does not invest in startups and early stage companies. It seeks to invest in consumer and leisure, manufactured, industrial and building products, and business and support services. It prefers to invest in the United Kingdom. The firm typically invests in a deal size between £5 million ($9.40 million) and £50 million ($94.09 million) with an equity investment between £2 million ($3.2 million) and £15 million ($24.05 million). It invests in private and public companies. The firm also invests in further rounds of financing for acquisition and growth in its portfolio companies.

Kobren Insight Management Inc. (KIM) is a privately owned investment manager. The firm primarily provides its services to individuals, typically high net worth individuals. It also manages accounts for investment companies, pension and profit sharing plans, and corporations. The firm manages separate client-focused equity, fixed income, and balanced portfolios and mutual funds. It invests in the public equity and fixed income markets of the United States. The firm employs quantitative analysis for creating its portfolio. It also invests in external mutual funds that invest in real estate, high yield bonds, and inflation-linked bonds and employ merger arbitrage and long/short strategies. The firm employs a combination of in-house and external research to make its investments. Kobren Insight Management is based in Wellesley Hills, Massachusetts with additional offices in Longboat Key, Florida and Lincoln, Nebraska. Kobren Insight Management, Inc. operates as a subsidiary of E*Trade Wealth Management, Inc.

Petroleum & Resources was founded in 1929 and is based in Baltimore, Maryland. Petroleum & Resources Corporation (the Fund) is a non-diversified closed-end investment company. The Fund is an internally managed fund, whose investment objectives are preservation of capital, the attainment of reasonable income from investments and an opportunity for capital appreciation. It focuses on petroleum and other natural resource investments. The Fund invests in common stocks, short-term investments and securities lending collateral.

Penson Worldwide, Inc. was founded in 1995 and is headquartered in Dallas, Texas. Penson Worldwide, Inc. (Penson) is a holding company. The Company is a provider of a range of critical securities and futures processing infrastructure products and services to the global financial services industry. The Company’s products and services include securities and futures clearing and execution, financing and cash management technology and other related offerings. The Company conducts business, through its wholly owned subsidiary SAI Holdings, Inc. (SAI). SAI conducts business, through its principal direct and indirect operating subsidiaries, Penson Financial Services, Inc. (PFSI), Penson Financial Services Canada Inc. (PFSC), Penson Financial Services Ltd. (PFSL), Nexa Technologies, Inc. (Nexa), Penson GHCO (Penson GHCO), Penson Asia Limited (Penson Asia) and Penson Financial Services Australia Pty Ltd (PFSA).
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