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Stonebridge Associates, LLC

Stonebridge Associates, LLC

Since 1986, Stonebridge has focused exclusively on meeting the unique investment banking needs of middle market, emerging growth, healthcare and technology clients. During this period, the firm has originated and closed over $3.0 billion in private financings and advised on over 250 M&A and corporate advisory assignments. With one of the largest independent investment banking groups in Boston, Stonebridge is able to offer clients the creativity, technical skills and structuring expertise typically found only in large Wall Street investment banking firms. However, as a boutique firm with specific product and market areas of focus, Stonebridge is able to provide clients with a level of attention and responsiveness that distinguishes us from Stonebridge larger competitors.

Gemina S.p.A.

Gemina S.p.A.

Gemina was established in 1961, under the name of Compagnia Generale Alimentare S.r.l., as a holding company operating in the food sector. During the 1970's, the company took on its current name and started operating as an industrial holding company, and in 1981 was listed on the Milan Stock Exchange. During the '80s, the company launched an investment program in the financial and merchant-banking sectors. In 1996, the company started progressively reducing its financial sector investments, which were no longer considered strategic, and redirected its energies, mainly focusing on the industrial sector. In March 1997, Gemina's partial division, with the establishment of the beneficiary HdP, started gaining effectiveness. Indeed, the shareholdings in the industrial companies present in Gemina's investment portfolio were transferred to HdP. Gemina then concluded the divestment of its financial assets, direct to acquire, by launching, in the second half of 1998, a new investment program:significant quotas of shareholdings in companies, operating in well-established businesses and capable of ensuring a suitable level of soundness to the company portfolio and in medium/small sized companies operating in the production of goods and services and with good development prospects. Starting from 2000 Gemina focuses its activities on directing and controlling its subsidiaries. In the same period Gemina takes part in the privatization of ADR (managing company of Roma’s airports) and develops its core business in the area of airports’ infrastructures. In the meantime Gemina divests its shareholdings in the other subsidiaries and today it holds the 95,76% of ADR shares’ capital that is the most important asset of Gemina’s group.

Investec Limited

Investec Limited

Investec Limited is an international banking group that provides a range of financial products and services. The Company is organized into five business divisions: Private Client Activities, Capital Markets, Investment Banking, Asset Management and Property Activities. In addition, its head office provides certain group-wide integrating functions, such as risk management, information technology, finance, investor relations, marketing, human resources and organizational development. It is also responsible for the Company’s central funding, as well as other activities, such as trade finance.

Cerberus Capital Management, L.P.

Cerberus Capital Management, L.P.

Cerberus Capital Management, L.P., along with its affiliates, is one of the world's leading private investment firms. Through its team of investment and operations professionals, Cerberus specializes in providing both financial resources and operational expertise to help transform undervalued companies into industry leaders for long-term success and value creation. Cerberus holds controlling or significant minority interests in companies around the world. Cerberus is headquartered in New York City with affiliate and/or advisory offices in the United States, Europe, the Middle East and Asia.

NYSE Euronext, Inc.

NYSE Euronext, Inc.

NYSE Euronext, through its subsidiaries, provides securities listing, trading, market data products, and software and technology services worldwide. The company offers products and services in cash equities, futures, options, swaps, exchange-traded products, bonds, market data, and commercial technology solutions to issuers, investors, financial institutions, and market participants. It operates NYSE, the New York Stock Exchange, which lists various debt and equity structured products, such as capital securities, mandatory convertibles, and repackaged securities; and NYSE Arca, an electronic exchange for equities, exchange traded funds, exchange traded notes, exchange-traded vehicles, certificates, and options. The company also operates Euronext that lists various securities, including domestic and international equity securities, convertible bonds, warrants, trackers, and debt securities, including corporate and government bonds. In addition, it operates NYSE Liffe that trades futures and options contracts; NYSE Arca Europe, which offers electronic, low latency trading platform for blue chip stocks; NYSE Alternext operates its European markets for emerging growth companies; NYSE Amex, which lists various classes of companies that are qualified for listing on NYSE; NYSE Liffe US that trades full and mini-sized gold and silver futures and options on futures contracts; and SmartPool, a European dark pool dedicated to the execution of institutional order flow.

Ariel Investments, LLC

Ariel Investments, LLC

Ariel Capital Management was founded in 1983 and is based in Chicago, Illinois. Ariel Capital Management, LLC (ACM) is an employee owned investment manager. The firm primarily provides its services to high net worth individuals. It also provides its services to investment companies, pension and profit sharing plans, charitable and non-profit organizations, corporations, state and municipal government entities, Taft-Hartley plans, and public organizations. The firm manages separate client-focused equity portfolios. It also manages mutual funds for its clients. The firm invests in the public equity markets of the United States. It primarily invests in value stocks of small-cap, mid-cap, and large-cap companies. The firm employs fundamental analysis with bottom-up stock picking approach to make its investments. It obtains external research to complement its in-house research.

Siebert Financial Corp.

Siebert Financial Corp.

Siebert Financial, through subsidiary Muriel Siebert & Co., provides discount securities brokerage and institutional financial services. Siebert Financial Corp. retail division offers equity trading, mutual fund access, and retirement accounts to self-directed individual investors. Customers can access their accounts and trade by phone, Internet, wireless device, or in person at seven retail branches in California, Florida, New Jersey, and New York. Siebert Financial provides securities trading and underwriting and other services to corporations and government entities. Founder and president Muriel "Mickie" Siebert, the first woman member of the New York Stock Exchange, owns some 90% of the company. Siebert Financial Corp. was founded in 1886 and is headquartered in New York, New York.

Archon Group, L.P.

Archon Group, L.P.

Archon Group, L.P. was founded in 1991 and is headquartered in Irving, Texas. Archon Group, L.P. operates as a commercial real estate investment management and mortgage loan company. Its services include due diligence and underwriting, portfolio management, structured finance, loan servicing, systems integration, environmental and structural analysis, investment management and reporting, risk management, property management, marketing and contract management, loan management, asset management, and financial and tax accounting. The company also develops and manages properties in various real estate markets, including multifamily properties, retail properties, mortgage servicing, mortgage and loan services, mezzanine investments, hotels and hospitality, and corporate loans.

Banca Intermobiliare di Investimenti e Gestioni S.p.A.

Banca Intermobiliare di Investimenti e Gestioni S.p.A.

Banca Intermobiliare di Investimenti e Gestioni S.p.A. was founded in 1981 and is based in Turin, Italy. Banca Intermobiliare di Investimenti e Gestioni S.p.A., through its subsidiaries, provides various private banking services in Italy and internationally. It offers a range of asset management services, including discretionary accounts, mutual funds, and SICAVs, as well as alternative investment funds or hedge funds. The company also engages in the trading of Italian and foreign securities, derivatives, and currencies; and securities placing through mandates or participation in underwriting and/or placing syndicates. In addition, Banca Intermobiliare provides personal financial advisory services that offer clients with constant updates on the correspondence of their investment goals and asset allocation; and insurance brokerage services. Further, the company involves in the restructuring of groups, placing assets in management holdings/funds, intellectual property management, and the conveyance and protection of assets through instruments, such as trusts. Its lending services comprise lines of credit for stock market transactions or to provide flexible liquidity; mortgage loans for real-estate investments; loans related to the structuring of corporate debt or aimed at facilitating generational transition; and performance bonds, as well as project financing and syndicated loans.

ABC arbitrage

ABC arbitrage

ABC arbitrage knows the ABC's of arbitrage strategies in the global financial markets. It owns ABC arbitrage Asset Management, its principal subsidiary, which handles the company's trading activities and third-party portfolio management. The company employs quantitative investment techniques to take advantage of market turmoil or inefficiencies, such as when the same asset is traded at various prices on separate exchanges, or when a derivative has different maturity dates or is valued differently than its underlying asset. ABC arbitrage operates on more than 40 financial marketplaces; more than half of its transactions take place in the US, about a quarter in Europe.

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