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Ares Capital Corporation

Ares Capital Corporation

Ares Capital Corporation was founded in 2004 and is based in New York, New York with additional offices in Los Angeles, California; Chicago, Illinois; and Atlanta, Georgia. Ares Capital Corporation (Ares Capital) is a specialty finance company, which is a closed-end, non-diversified management investment company. Ares Capital's investment objective is to generate both current income and capital appreciation through debt and equity investments. It invests in United States middle-market companies. It invests primarily in first and second lien senior loans and mezzanine debt, which in some cases includes an equity component like warrants. First and second lien senior loans generally are senior debt instruments that rank ahead of subordinated debt of a given portfolio company. Its investments have ranged between $10 million and $100 million each, although the investment sizes may be more or less than the targeted range. The Company’s investment adviser is Ares Capital Management LLC. In April 2010, Ares Capital Corporation completed its merger with Allied Capital Corporation.

ThinkTank Holdings LLC

ThinkTank Holdings LLC

ThinkTank Holdings LLC was founded in 1999 by entrepreneur Scott Blum. ThinkTank is a venture capital firm with investments in about eight companies in entertainment, media, technology, and e-commerce. Among these are electronic retailers Buy.com and Sell.com as well as exercise site Yoga Today, and brand name developer ThinkBig Media. Four of its early investments have been sold. On top of raising capital for portfolio companies, ThinkTank provides merger and acquisitions advice, strategic business partnerships, legal support, business development, and marketing services. It also takes controlling positions in most of its portfolio companies.

Financial Engines, Inc.

Financial Engines, Inc.

Financial Engines, Inc. was founded in 1996 and is headquartered in Palo Alto, California. Financial Engines, Inc. and its subsidiaries provide independent, technology-enabled portfolio management services, investment advice, and retirement help to participants in employer-sponsored defined contribution plans, such as 401(k) plans. The company helps investors plan for retirement by offering personalized plans for saving and investing, as well as by providing assessments of retirement income needs and readiness. Its services include Professional Management, a discretionary managed account service designed for plan participants who want personalized and professional portfolio management services, investment advice, and retirement help from an independent investment advisor; Online Advice, a nondiscretionary Internet-based service that offers personalized advice to plan participants who wish to take an active role in personally managing their retirement portfolios; and Retirement Evaluation, a retirement readiness assessment provided to plan participants upon plan rollout.

Cohen & Steers, Inc.

Cohen & Steers, Inc.

Cohen & Steers, Inc. (CNS), together with its wholly owned subsidiaries, manages income-oriented equity portfolios specializing in United States and international real estate securities, large cap value stocks, listed infrastructure and utilities, and preferred securities. CNS also manages alternative investment strategies, such as hedged real estate securities portfolios and private real estate multimanager strategies for qualified investors. It serves individual and institutional investors through a range of investment vehicles. The Company manages three types of accounts: open-end mutual funds, closed-end mutual funds and institutional separate accounts. The 14 open-end mutual funds, for which it is the investment advisor offer and issue shares continuously as funds are invested and redeem shares when funds are withdrawn.

Knightsbridge Advisers Incorporated

Knightsbridge Advisers Incorporated

Knightsbridge Advisers, Incorporated was founded in 1983 and is based in Bartlesville, Oklahoma. Knightsbridge Advisers, Incorporated specializes in direct and fund of funds investments. The firm invests venture capital partnerships that invest in technology-based companies at the seed and early stages. It invests within the United States. The firm is currently investing through its funds KVC VI and Knightsbridge Venture Completion 2005.

Standish Mellon Asset Management Company LLC

Standish Mellon Asset Management Company LLC

Standish Mellon Asset Management Company was founded in 1933 and is based in Boston, Massachusetts. Standish Mellon Asset Management Company LLC (SMAM) primarily provides its services to pension and profit sharing plans. It also manages accounts for pooled investment vehicles, corporations, high net worth individuals, banking or thrift institutions, investment companies, charitable organizations, state or municipal government entities, insurance reserves, nuclear decommissioning trusts, healthcare organizations, insurance companies, other taxable institutions, sub advised and commingled funds, taxable individuals & trusts, unions & Taft Hartley plans, corporate retirement plans, public funds, endowments, and foundations. The firm manages separate client-focused fixed income portfolios. It also manages mutual funds for its clients. Standish Mellon Asset Management Company LLC also manages hedged fixed income portfolios. It invests in the fixed income markets across the globe. The firm selects the debt instruments on the basis of a quantitative and qualitative analysis with a top-down approach to create its debt portfolio mix. It invests in repurchase agreements, commercial papers, certificates of deposits, floating rate notes, treasuries, agencies, bank deposits, asset-backed securities, municipal bonds, corporate bonds, mortgage-backed securities, money market instruments, Guaranteed Investment Contracts (GICs), government instruments, Yankee bonds, futures, options, and swaps to create its debt portfolio mix.

Woodstock Financial Group, Inc.

Woodstock Financial Group, Inc.

Woodstock Financial Group offers up financial advice, but just don't expect to hear about hippie stock picks. Woodstock Financial Group, Inc., formerly Raike Financial Group, brokers support services for brokers. Founded in 1995, the company provides licensing, clearing, IT support, education, and various administrative services to a network of independent financial planners, insurance agents, and traditional and discount securities brokers. Woodstock handles a range of investment products, including stocks, bonds, mutual funds, annuities, and life insurance. Online trading is offered through its Woodstock Discount Brokerage division. Founder and CEO William Raike owns about 80% of the company.

Gladstone Capital Corporation

Gladstone Capital Corporation

Gladstone Capital Corporation operates as a closed-end, non-diversified management investment company. The Company’s investment objective is to achieve a high level of current income by investing in debt securities, consisting primarily of senior notes, senior subordinated notes and junior subordinated notes, of established private businesses that are substantially owned by leveraged buyout funds, individual investors or are family owned businesses, with a particular focus on senior notes. In addition, it may acquire from others existing loans that meet this profile. It also seeks to provide its stockholders with long-term capital growth. Gladstone Management Corporation is the Company’s investment adviser. Gladstone Business Loan, LLC is the Company’s wholly owned subsidiary.

Standard & Poor's Financial Services LLC

Standard & Poor's Financial Services LLC

Standard & Poor's is the gold standard of credit reporting, albeit slightly tarnished by the credit crisis of 2008. Standard & Poor's (commonly known as S&P) is a business segment of publishing house McGraw-Hill. With operations in some 20 countries, Standard & Poor's Financial Services LLC provides the investment community with independent credit ratings on such financial vehicles as stocks, mutual funds, corporate bonds, and municipal bonds. In addition to its credit ratings, risk management, investment research, data, and valuations, Standard & Poor's is known for its indexes, including the S&P 500 index. Standard & Poor's Financial Services LLC roots reach back to 1860; S&P was acquired by McGraw-Hill just over a century later.

Asset Acceptance Capital Corp.

Asset Acceptance Capital Corp.

Asset Acceptance Capital tries to help creditors accept the things they cannot change and to have the courage to pay off the debt they can. Asset Acceptance Capital Corp. buys portfolios of written-off consumer debt (credit cards, consumer loans, utilities) at a deep discount, then attempts to collect on them. About half of the value of its portfolio is made up of Visa, MasterCard, and Discover card receivables. Asset Acceptance Capital focuses on debt in the primary, secondary, and tertiary markets, which means between one and three collection agencies have already had a go at them; these portfolios are often the cheapest to acquire but are the hardest to collect on. Tertiary accounts make up about half of its portfolio.

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