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Castle Harlan, Inc.

Castle Harlan, Inc.

Castle Harlan, Inc. was founded in 1987 and is based in New York, New York. Castle Harlan, Inc. is a private equity firm specializing in buyout, divestitures under duress, restructurings, turnarounds, workouts, bankruptcies, mature and development capital in middle market companies. The firm will not consider investments in heavily regulated companies. It typically invests in companies based in North America and Europe. The firm invests in transactions with a minimum value of $50 million. It prefers to hold controlling positions in its portfolio companies. The firm seeks to exit its portfolio companies through a strategic sale or public offerings.

Noventi, LLC

Noventi, LLC

Noventi LLC was founded in November 1999 and is based in Menlo Park, California. Noventi LLC is a venture capital investment arm of CIR SpA specializing in seed and early stage investments. The firm invests in companies in cleantech and emerging technology companies. It is actively looking for investment opportunities that focus on the convergence of technology, energy, and the environment. The firm seeks to invest in companies based in Europe. It invests between €250,000 ($316,383) and €2.5 million ($3.16 million) in exchange for a minority equity stake ranging between 15% and 35%. The firm prefers to take a board seat in its portfolio companies.

Principal Financial Group, Inc.

Principal Financial Group, Inc.

Principal Financial Group, Inc. (PFG) is a provider of retirement savings, investment and insurance products and services. PFG’s United States and international operations concentrate primarily on asset accumulation and asset management. In addition, it offers a range of individual and group life insurance, group health insurance, individual and group disability insurance and group dental and vision insurance. PFG primarily focus on small and medium-sized businesses providing an array of retirement and employee benefit solutions to meet the needs of the business, the business owner and their employees. PGF has four segments: U.S. Asset Accumulation, Global Asset Management, International Asset Management and Accumulation, and Life and Health Insurance.

New York City Transitional Finance Authority

New York City Transitional Finance Authority

The New York City Transitional Finance Authority (TFA) won't sell you the Brooklyn Bridge, but it will let you invest in repairs. The quasi-independent government agency sells municipal bonds to finance the Big Apple's capital improvement projects -- public buildings, roads, bridges, etc. The authority was created in 1997 to circumvent state constitutional limitations on the amount of debt the city could take on. With the authority to issue up to $11.5 billion in bonds, the agency proved to be even more useful than anticipated, selling $2 billion in bonds for recovery costs following the September 11 attacks that destroyed the World Trade Center. The TFA's bond limit has since been raised to $13.5 billion.

Pinetree Capital Ltd.

Pinetree Capital Ltd.

Pinetree Capital Ltd. was born out of the ingenuity of Sheldon Inwentash, its Founder and current Chairman and CEO. The Company started in 1992 as a public shell that was formed to invest in technology companies. Pinetree raised initial funds of $2 million for its first venture capital investment. Using proceeds from successful early investments, Pinetree built a portfolio of early stage technology companies through the mid-to-late 1990’s. Typically taking a 20% to 40% interest in each company, Pinetree acted as an incubator to these early stage technology start-ups. Pinetree’s investment philosophy during the dot-com era was to select companies with solid business plans and novel and valuable intellectual property. As a result, Pinetree was exposed to, but survived when the technology bubble burst in 2000-2001.Anticipating that global growth would lead to an unprecedented demand for energy and resources, Pinetree switched its focus from technology and biotechnology to the resource sector in 2002. Today, Pinetree’s strategy is to identify companies with good potential properties and reserves and invest heavily in advance of the projects being developed. Due to numerous global economic and political factors, Pinetree expects the prices of resource and energy-related commodities to remain elevated in the future. With a finger on the pulse of the market and a proven track record of anticipating trends, Pinetree consistently invests ahead of the cycle.

Suffolk Life Group plc

Suffolk Life Group plc

Suffolk Life Group plc was founded in 1971 and is based in Ipswich, the United Kingdom. As of May 6, 2008, Suffolk Life Group Plc operates as a subsidiary of Legal & General Retail Investments (Holdings) Ltd. Suffolk Life Group Plc provides and administrates specialist pension products in the United Kingdom. It offers various self invested personal pensions (SIPPs), including deed poll SIPPs and trust based SIPPs. The company deals in various assets with specialization in the purchase and management of various properties, such as football stadiums, zoos, airfields, gyms, fishing lakes, and town squares as part of the SIPP portfolio. It also provides pensions and investment administration services.

BNP Paribas Investment Partners

BNP Paribas Investment Partners

BNP Paribas Investment Partners (BNPP IP) works in euros, pesos, or dollars. The asset management arm of French banking giant BNP Paribas has some $730 billion of assets under management, almost half of which is for institutional clients. It operates through about 20 specialist investment companies such as hedge fund manager Fauchier Partners, environmental fund manager Impax Group, and multi-manager group FundQuest. Its partners offer mutual funds, exchange-traded funds, money-market funds, equities and fixed-income funds, employee retirement funds, credit, and structured finance. BNPP IP has offices in more than 35 countries across Europe, Asia, the Middle East, and the Americas.

National Stock Exchange of India Ltd.

National Stock Exchange of India Ltd.

National Stock Exchange of India Ltd. was founded in 1992 and is based in Mumbai, India. National Stock Exchange of India Limited operates as a stock exchange in India. It provides a range of products for various markets, including equity shares, exchange traded funds, mutual funds, debt instruments, index futures and options, stock futures and options, and currency futures. The company also offers a trading platform for investors for trading equity, corporate debt, central and state government securities, t-bills, commercial paper, certificate of deposits, warrants, mutual funds units, exchange traded funds, derivatives, and currency futures. In addition, it engages in the clearing and settlement of the trades executed in the equities, derivatives, and government securities; undertakes settlement of transactions on other stock exchanges; and clearing and settlement of the commodity markets. Further, National Stock Exchange provides various services, products, and professional index services; data and info-vending products; and information technology products, services, and solutions for the securities industry.

Brainspark plc

Brainspark plc

Brainspark plc is a United Kingdom-based investment company. The Company is engaged in creating a portfolio of companies within the leisure, entertainment, interactive media and financial services sectors. The Company carries on its business in three geographical locations: the United Kingdom, Italy and Israel. The Company’s top 10 investment portfolios are Mediapolis (22.09%), Ondaland (20.0%), Indian Restaurant Group plc (29.9%), Bibop (50.5%), Filmmaster TV (10.0%), Geosim (13.0%), Vyke Communications plc (11.56%), Ancona (44.8%), Daniel Stewart & Co plc (5.7%), and Cogeme SET SpA (6.12%). The Company’s subsidiaries include Brainspark Associates Limited, Brainspark Services Limited and Gordons 153 Limited.

DeSilva & Phillips, LLC

DeSilva & Phillips, LLC

DeSilva & Phillips, LLC has completed nearly 200 transactions since it was founded by managing partners Roland DeSilva and Reed Phillips III in 1996. DeSilva & Phillips wants a piece of the media frenzy. The specialty investment banking firm offers advice and expertise about mergers, acquisitions, and strategy; corporate finance; business and property valuations; restructuring; and related services to clients in the media and communications industries. DeSilva & Phillips caters to customers including those involved in consumer and trade magazine publishing, trade show production, medical publishing, and digital media and technology.

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