
Hargreaves Lansdown was founded in 1981 and is based in Bristol, the United Kingdom. Hargreaves Lansdown Plc, through its subsidiaries, provides a range of investment products, investment services, and financial planning and advice to private investors in the United Kingdom. Its flagship service, Vantage, is a direct-to-private investor fund supermarket and wrap platform. Vantage offers clients the administrative convenience of being able to hold and manage their investments, including unit trusts, OEICs, equities, bonds, investment trusts, and cash. The company also provides investment management, independent financial advisory, and stock broking services to private investors, and advisory services to companies in respect of group pension schemes.

Oak Investment Partners is a multi-stage venture capital firm. The primary investment focus is on high growth opportunities in Broadband Internet and Wireless Communications, Information Technology and Software Outsourced Services, Consumer Internet/New Media, Financial Services Technology, Healthcare Information and Services, Clean Energy, and Retail. Over a 31-year history, Oak has achieved a strong track record as a stage-independent investor funding more than 481 companies at key points in their lifecycle. Oak has been involved in the formation of companies, funded spinouts of operating divisions and technology assets, and provided growth equity to mid- and late-stage private businesses and to public companies through PIPE investments.

Sand Aire was created in 1996 to manage the assets of Sir James Scott's family, earned upon the sale of Provincial Insurance, a company he founded in 1903. Then in 2006, Sand Aire merged with Northbridge, another UK wealth management firm. Today Sand Aire is jointly owned by its founding family, employees, and the founding shareholders of Northbridge. Sand Aire specializes in strategic wealth management primarily for families, trusts, and charities. It offers investment, wealth administration, and consultancy services to clients who typically have more than $40 million to invest, along with a desire to build their financial assets across generations.

Innovium Media Properties Corp. invests in early stage opportunities, having proprietary/patented ideas or technologies, having completed basic research and development, and is approaching commercialization. It invests in opportunities that are intended to capitalize on growth sectors of the economy. The company invests in media opportunities and its venture investment portfolio is focused upon Seed Media Group, LLC. As of December 31, 2006, the company had investments in Voice on the Go, Inc.; First Person Plural, Inc.; Seed Media Group LLC; RxRite.com, Inc.; Atlantis; and Fly America Furniture, Inc. Investments Voice on the Go Inc. is a private software company engaged in developing broadband and wireless applications. Voice on the Go provides mobile subscribers with access to email, contacts, calendar and other content by voice at any time, on any cell phone, Blackberry smartphone, or other PDA. First Person Plural, Inc. is a private company based in Montreal, Quebec.

Oaktree Capital Management, L.P. was founded in April 1995 and is based in Los Angeles, California, with additional offices across United States; Asia; and Europe. Oaktree Capital Management, L.P. is the private equity arm of Oaktree Capital Group, LLC specializing in marketable securities and private investments. The firm’s marketable securities investments include high yield bonds, convertible securities, high-income convertibles, European high yield bonds, and international convertibles. Within high yield bonds, it purchases only debt of solvent United States and Canadian corporations and emphasize senior, cash-paying securities, and thorough diversification. The firm eschews emerging nation debt sector and does not shift adroitly from sector to sector. It invests in senior secured and second lien debt, syndicated mezzanine transactions, senior bank loans, and high yield bonds and concentrates on below-investment-grade syndicated loans. Within convertible securities, the firm focuses on United States, international, and high income convertibles with short maturities. Its private investments strategies include distressed debt, emerging market equities, real estate management, private equity, mezzanine financing, and power infrastructure. In senior bank debt, it focuses primarily on United States dollar-denominated loans secured by first priority liens in performing companies within the United States and Canada.

Shore Capital Group Limited is independently owned with its management as substantial shareholders. Its shares are listed on the Alternative Investment Market (AIM) of the London Stock Exchange. Shore Capital Stockbrokers Limited, Shore Capital and Corporate Limited and Shore Capital Limited are all authorised and regulated by the Financial Services Authority and Shore Capital Stockbrokers Limited is also a member of the London Stock Exchange.The emphasis throughout the Group is on a professional and personalised service and Shore Capital seek to offer Shore Capital expertise both responsively and pro-actively. Shore Capital believe that Shore Capital greatest asset is the experience, vigour and commitment of Shore Capital people. Shore Capital management and employees own a significant proportion of the business, and are committed to success.Shore Capital pride Shore Capital selves on Shore Capital network of clients, institutions, companies and high net worth individuals including entrepreneurs, and on Shore Capital esearch capability in the industry sectors where shore capital are expert. Shore Capital marketmaking operation has established a reputation within the broking and institutional community for offering a pro-active and responsive service.Shore Capital has offices in Guernsey, London, Liverpool, Edinburgh, Berlin and an affiliate office in Dubai (Full Circle Investments).

Hirtle, Callaghan & Co., Inc. provides investment management services for endowments, foundations, pension funds, health care organizations, and wealthy families, and takes pride in its assemblage of independent chief investment officers. Its services include global investment strategies, risk management, and access to alternative investments such as hedge funds and private equity. Founded in 1988, Hirtle, Callaghan & Co. has more than $17 billion in assets under management. The company has six US offices.

Axiom Venture Partners provides capital and strategic assistance to rapidly growing high technology companies. Axiom’s professionals bring substantial investing experience and industry expertise to the venture capital process. With over $200M in capital under management, the firm seeks to consider investment proposals in two main industry areas. The first is High Technology which includes Communications, Software, Internet Infrastructure and Information Technology. Biotechnology constitutes the second area.Located in Hartford, Connecticut, Axiom invests actively throughout the United States in early or late stage companies. Approximately 15 Axiom portfolio companies have successfully completed IPO’s in recent years and a number of others are positioned for IPO’s when appropriate market conditions prevail. Given this success, Axiom’s investment returns rank near the top of its industry. Axiom is actively investing its third Partnership, Axiom Venture Partners III.

Barclays Stockbrokers is the retail securities brokerage arm of venerable UK banking institution Barclays. In addition to traditional and online stock trading, Barclays Stockbrokers Limited offers investment research, individual savings accounts (ISAs), self-invested personal pensions (SIPPs), and contracts for difference (CFDs; investor is paid the difference between the opening and closing price of a share at the end of a pre-stated term). One of the UK's largest brokers, Barclays Stockbrokers is part of the Barclays Wealth business (which also includes Barclays Financial Planning and Gerrard).

YFM Group was founded in 1982. YFM Group Limited provides equity and loan finance, and business consultancy support for businesses. The company funds expansion capital for high growth businesses, buyouts and buyins, pre-IPO funding, and partial sales. It also operates Business Gurus, a directorship and interim management database, which is used by its investment managers to source and place non-executive directors. The company serves various small and medium sized enterprises, including manufacturing companies in the United Kingdom.
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