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ICAP plc

ICAP plc

ICAP plc, the world's largest interdealer brokerage with more than $2 trillion in average daily volume, is a wholesale broker of OTC derivatives, money markets, and securities, focusing on foreign exchange, energy, credit, and equities markets. With operations in more than 30 countries, the firm is a major interdealer broker in US Treasury notes. Direct trade execution and processing are available to investment houses and major banks through the company's electronic trading services. Institutional clients include international, investment, and commercial banks. ICAP also has a joint venture with insurance broker Jardine Lloyd Thompson Group.

KBW, Inc.

KBW, Inc.

KBW, Inc., through its subsidiaries, operates as an investment bank specializing in the financial services industry in the United States and Europe. KBW, Inc. provides various investment banking services, including mergers and acquisitions and other strategic advisory services, equity and fixed income securities offerings, and mutual thrift conversions; and equity and fixed income sales and trading. KBW, Inc. also offers research services comprising fundamental and objective analysis that identifies investment opportunities and assists investor to make investment decisions; and asset management services consisting of investment management and other advisory services to institutional clients, private high net worth clients, and various investment vehicles. KBW, Inc. serves bank and thrift holding companies, banking and insurance companies, thrift institutions, broker-dealers, mortgage banks, asset management companies, mortgage and equity real estate investment trusts, consumer and specialty finance firms, financial processing companies, and securities exchanges. KBW, Inc. was founded in 1962 and is headquartered in New York, New York.

Mittel S.p.A.

Mittel S.p.A.

Mittel S.p.A. was founded in 1895 and is headquartered in Milan, Italy. Mittel S.p.A, together with its subsidiaries, provides various financial services in Italy and internationally. It operates in five segments: Operating Finance, Real Estate, Private Equity, Corporate Finance, and Investment Management Advisory. The Operating Finance segment, through Mittel Generale Investimenti S.p.A., provides corporate lending and proprietary trading services. The Real Estate segment, through Mittel Investimenti Immobiliari S.p.A., manages property investments. The Private Equity segment invests in Italian companies through the means of stake acquisitions or closed investment funds. The Investment Management Advisory segment, through ECPI S.r.l., offers various consultancy services, including the production, maintenance, and release of financial indexes, primarily portfolio rating and screening, risk scores, and financial researching. The Corporate Finance segment, through Mittel Corporate Finance S.p.A., offers investment advisory services.

Aberdeen Development Capital plc

Aberdeen Development Capital plc

Aberdeen Development Capital PLC is an investment trust company. Aberdeen Company’s assets are invested in a diversified portfolio of unlisted securities spread across a range of industries within the United Kingdom. It is the investment policy of the Company to invest no more than 15% of its gross assets in other listed investment companies (including listed investment trusts). Aberdeen Company does not have any investments in other investment companies. As of May 31, 2009, the Company’s top 10 investments included Tennants Consolidated, Pilgrim Systems, Cash Bases, Brookhouse Holdings, IFC Holdings, Transys Projects, PLM Dollar Group, Oliver Kay Holdings, Enpure Holdings and TLA Holdings. Aberdeen Company's investment manager is Aberdeen Asset Managers Limited. In May 2010, Aberdeen Company disposed its two portfolio holdings, Homelux Nenplas Limited and Oliver Kay Holdings Limited. In April 2010, Aberdeen Company announced the disposal of portfolio company, Norson Holdings Limited.

Rand Capital Corporation

Rand Capital Corporation

and Capital Corporation was founded in 1969 and is based in Buffalo, New York. Rand Capital Corporation is a venture capital firm specializing in investments in small to medium-sized privately held companies. The firm does not prefer to invest in real estate sector. It invests in companies that are engaged in the exploitation of new or unique products or services. It seeks to invest in companies based in the Western and Upstate New York region and its surrounding states with focus on Buffalo and Niagara region. The firm may invest in region within three to five hour drives from Western New York including Canada. It typically invests between $500,000 and $1.5 million and the total Investment in rounds is between $1 million and $5 million. The firm seeks to be a lead investor in companies within its geographical area and participates in syndicate with other investors outside it. It prefers to invest in businesses that are unique or possess proprietary right. The firm prefers to be a minority investor and seeks to take a Board seat in its portfolio companies. It typically holds its investments for a period of five to seven years.

VIEL & Cie

VIEL & Cie

VIEL & Cie was founded in 1920 and is based in Paris, France. VIEL & Cie, through its subsidiaries, provides interdealer broking, online trading, and private banking solutions to institutional and retail investors. The company offers financial products, such as money market products, interest rate and credit derivatives, bonds, interest rate futures and index futures currency options, and equity derivatives; and commodity-related products, such as precious metals, energy products, and pulp and paper. It also operates in the over-the-counter markets and regulated markets in London, New York, Tokyo, Hong Kong, and Singapore. In addition, the company offers online broking services; online trading, account maintenance, custodial, and private asset management services for private investors; a trading platform for asset management centres; and back office and order transmission services.

Hotbed Limited

Hotbed Limited

Hotbed works to match investors with alternative investments such as private equity, commercial property, and hedge funds. And it doesn't stop there. Once it has matched an investor with potential business opportunity, it monitors the progress of the relationship, offers financial counseling, and also guides the member companies' strategy. For companies seeking cash, Hotbed works with companies needing between £1 million to £7.5 million. It has assisted such UK companies as care homes group Mimosa Healthcare, medical technology manufacturer Sphere Medical, and shopping center Downham Market.

U.S. Venture Partners

U.S. Venture Partners

U.S. Venture Partners was founded in 1981. U.S. Venture Partners is a venture capital firm specializing in early-stage companies. It typically invests in information technology, life science and technologies for adapting to or mitigating climate change with a focus on energy-related products and services, components, software, systems, semiconductors, web-enabled services for businesses and consumers, storage, wireless communication, sustainable agriculture, the Internet version 2.0, biomedical devices, and new drugs with profound social benefits. The firm seeks to invest in markets with revenue potential in excess of $1 billion and rarely invests in companies focusing on a market smaller than $300 million. It prefers to avoid investing in companies that compete directly with each other. The firm prefers to take a board seat in its portfolio companies and typically invests for a period of three to ten years.

Graphite Capital Management LLP

Graphite Capital Management LLP

Graphite Capital Management LLP was founded in 1981 and is based in London, United Kingdom. Graphite Capital Management LLP is a private equity and venture capital firm specializing in investments in middle market companies. The firm typically invests in management buyouts and buyins, whether as part of a corporate spin-off or from within a privately held business; replacement capital; and development capital and expansion funding. It also invests in turnaround, rollouts and buy-and-build transactions. The firm invests in established companies with opportunities for growth or through add-on acquisitions. It primarily invests in retail and consumer, Industrial and Engineering, services and distribution, financial services, healthcare, and leisure and property industries. The firm invests in companies based in United Kingdom and focuses on transactions valued between £25 million ($36.2 million) and £200 million ($405.60 million). It seeks a Board seat in the portfolio company. The firm seeks to exit its investments through flotation, trade sale, and secondary buyout.

Jefferies Group, Inc.

Jefferies Group, Inc.

Jefferies Group (along with its main subsidiary Jefferies & Company) raises capital, performs securities trading and research, and provides advisory services for small and midsized companies in the US. Serving about 2,500 institutional clients worldwide, Jefferies Group, Inc. also trades derivatives and commodities and makes markets for some 5,000 US and international equities. Jefferies Group also oversees more than $3 billion on behalf of investors and private clients. Jefferies made a move into the municipal business in 2009 and now serves national and local governments. Jefferies Group, Inc. has about 25 offices in North America, Europe, and Asia.

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