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Duff & Phelps Corporation (D&P) is a provider of independent financial advisory and investment banking services. The Company provides independent advice on issues involving highly technical and complex assessments in the areas of valuation, transactions, financial restructuring, disputes and taxation. Its clients include publicly-traded and privately-held companies, government entities, and investment firms, such as private equity firms and hedge funds. The Company provides its services through three segments: Financial Advisory, Corporate Finance Consulting and Investment Banking. The Company serves a global client base through offices in 23 cities, comprising offices in 17 United States cities, including New York, Chicago, Dallas and Los Angeles, and six international offices located in Amsterdam, London, Munich, Paris, Shanghai and Tokyo. In June 2010, it acquired Cole Partners.

Founded in 1932, Duff & Phelps Investment Management Co. is unrelated to investment bank Duff & Phelps Corporation. Duff & Phelps Investment Management manages mutual funds, closed-end funds, and institutional accounts with investments real estate investment trusts (REITs) -- its specialty -- global utilities and infrastructure stocks, large-cap equities, and investment-grade fixed-income products. Clients include individual investors, corporations, retirement funds, endowments, and not-for-profits. A subsidiary of Virtus Investment Partners, the company has approximately $6 billion in assets under management. Both Duff & Phelps and Virtus (formerly Phoenix Investment Partners) were spun off from The Phoenix Companies in 2008.

Chairman William "Beau" Duncan founded Duncan-Hurst Capital Management, L.P. in 1990 and continues to control it. Duncan-Hurst Capital Management has more than $620 million of assets under management. Duncan-Hurst Capital Management specializes in growth equity investments. Duncan-Hurst Capital Management company administers about a half dozen funds, primarily for institutional investors. A minimum investment is around $5 million for institutional investors and around $25,000 for customers investing in Duncan-Hurst's Aggressive Growth Fund. Its investments consist mostly of small- and mid-cap companies.

Dundee Corporation is a Canadian asset management company. The Company’s core focus is in the areas of wealth management, real estate and resources. Third-party asset management activities are carried out by Ned Goodman Investment Counsel Limited (Ned Goodman Investment Counsel or NGIC), and by Dundee Real Estate Asset Management (DREAM), the asset management division of Dundee Realty Corporation (Dundee Realty), a subsidiary of the Company. Dundee Corporation also owns and manages its own direct investments in these core focus areas, through ownership of both publicly listed and private companies. The Company’s investment in wealth management is conducted primarily through its subsidiary, DundeeWealth Inc. (DundeeWealth), as well as through operations carried out in Bermuda and in the Cayman Islands. Real estate operations are carried out through the Company’s investment in Dundee Realty.

Dunham & Associates Investment Counsel, Inc. was founded in 1985 and is based in San Diego, California. Dunham & Associates Investment Counsel, Inc. is an employee owned investment manager. The firm also provides advisory and brokerage services. It provides its services to individuals including high net worth individuals, investment companies, pension and profit sharing plans, and other pooled investment vehicles. The firm manages separate client focuses portfolios. It also manages mutual funds for its clients. The firm invests in the public equity, fixed income, and real estate markets across the globe. It conducts in-house research to make investments.

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