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Dundee Corporation is a Canadian asset management company. The Company’s core focus is in the areas of wealth management, real estate and resources. Third-party asset management activities are carried out by Ned Goodman Investment Counsel Limited (Ned Goodman Investment Counsel or NGIC), and by Dundee Real Estate Asset Management (DREAM), the asset management division of Dundee Realty Corporation (Dundee Realty), a subsidiary of the Company. Dundee Corporation also owns and manages its own direct investments in these core focus areas, through ownership of both publicly listed and private companies. The Company’s investment in wealth management is conducted primarily through its subsidiary, DundeeWealth Inc. (DundeeWealth), as well as through operations carried out in Bermuda and in the Cayman Islands. Real estate operations are carried out through the Company’s investment in Dundee Realty.

Dunham & Associates Investment Counsel, Inc. was founded in 1985 and is based in San Diego, California. Dunham & Associates Investment Counsel, Inc. is an employee owned investment manager. The firm also provides advisory and brokerage services. It provides its services to individuals including high net worth individuals, investment companies, pension and profit sharing plans, and other pooled investment vehicles. The firm manages separate client focuses portfolios. It also manages mutual funds for its clients. The firm invests in the public equity, fixed income, and real estate markets across the globe. It conducts in-house research to make investments.

Eaton Vance Corp. is engaged in managing investment funds and providing investment management and counseling services to high-net-worth individuals and institutions. The Company’s product line offers fund shareholders, retail managed account investors, institutional investors and high-net-worth clients a range of products and services designed and managed to generate attractive risk-adjusted returns over the long term. The equity products encompass a range of investment objectives, risk profiles, income levels and geographic representation. The income investment products cover a duration and credit quality range and encompass both taxable and tax-free investments. As of October 31, 2009, the Company had $154.9 billion in assets under management. In December 2008, Eaton Vance Corp. announced that its wholly owned subsidiary, Eaton Vance Management, has completed the acquisition of the Tax Advantaged Bond Strategies (TABS) business of M.D. Sass Investors Services.

Founded by Paul Singer in 1977, Elliott Associates is one of the oldest hedge funds under continuous management. Elliott means action: Hedge fund firm Elliott Management takes an activist approach to investing, frequently amassing significant but minority stakes in distressed or underperforming companies and attempting to foment change. Elliott Management Corporation company manages hedge funds Elliott Associates and Elliott International, which together manage more than $16 billion of capital for large institutional investors and wealthy individuals. Elliott Associates invests in corporate, real estate, and sovereign debt (most famously with its 1995 $20 million investment in Peru), with investments in North America, Asia, and Europe.

Engemann Asset Management was founded in 1969 and is based in San Francisco, California with an additional office in Los Angeles, California. Engemann Asset Management is a privately owned investment manager. The firm primarily provides its services to investment companies. It also caters to individuals, high net worth individuals, pension and profit sharing plans, charitable organizations, and corporations. The firm manages separate client-focused equity and balanced portfolios. It invests in the public equity and fixed income markets of the United States. The firm invests in value and growth stocks of micro cap, small cap, mid cap, and large cap companies with market capitalization of over $10 billion. It employs fundamental analysis with a bottom-up stock picking approach to create its portfolios. The firm benchmarks the performance of its equity portfolio against the Russell 1000 Growth Index and Russell 2000 Growth Index. It operates as a subsidiary of Virtus Investment Partners, Inc.

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