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Transamerica Investment Management, LLC was founded in 1967 and is based in Los Angeles, California with additional offices in Dayton, Ohio; Denver, Colorado; Fort Worth, Texas; and Los Angeles, California. Transamerica Investment Management, LLC (TIM) is a privately owned investment manager. The firm primarily provides its services to individuals, including high net worth individuals. It also manages accounts for banking or thrift institutions, investment companies, pension and profit sharing plans, charitable organizations, foundations, endowments, Taft-Hartley accounts, corporations, and state or municipal government entities. The firm manages separate client-focused equity, fixed income, and balanced portfolios. It also manages mutual funds for its clients. The firm invests in the public equity, fixed income, and alternative markets of the United States. Within the alternative markets, it seeks to invest in convertible securities. The firm invests in growth and value stocks of micro-cap companies with market capitalization between $10 million and $300 million, small-cap companies with market capitalization between $100 million and $2.5 billion, mid-cap companies with market capitalizations between $300 million and $5.0 billion and large-cap companies with market capitalization greater than $5.0 billion to make its equity investments.

Turner Investment Partners, Inc. was founded in 1990 and is based in Berwyn, Pennsylvania with an additional office in Hartford, Connecticut. Turner Investment Partners, Inc. is an employee owned investment firm. The firm primarily provides its services to investment companies, pension and profit sharing plans, and state and municipal government entities. It also caters to pension funds, foundations, public companies, other asset managers and pooled investment vehicles, financial advisors, banking and thrift institutions, individuals, charitable and non-charitable organizations, educational and non-profit enterprises, public-employee retirement systems, and Taft-Hartley plans. The firm manages separate client focused equity portfolios. It also manages a family of mutual funds for its clients.

U.S. Global Investors was founded in 1968 and is based in San Antonio, Texas.U.S. Global Investors, Inc. is a publicly owned investment manager. The firm primarily provides its services to investment companies. It also manages accounts for other pooled investment vehicles, individuals, and corporations. The firm manages family of equity and fixed income mutual funds for its clients. It invests in the public equity, fixed income, gold, and natural resources markets across the globe. The firm invests in growth and core stocks to make its equity investments. For its fixed income securities, the firm invests in short and intermediate municipal debt, and U.S. government money market.

U.S. Trust, Bank of America Private Wealth Management provides investment management, planned giving, and fiduciary services to a range of institutional clients, including not-for-profit organizations, corporations, public funds, insurance companies, and unions. The company provides wealth management services that include investment, financial, tax, and estate planning; and private banking services. Its planned giving services include administration, tax preparation, and record-keeping. It also offers investment consulting, tax-intelligent investment management, custody and private-label statement, and check distribution services. U.S. Trust also provides investment management, trustee, and fiduciary consulting services to employee benefit plans of all sizes.

UBS Financial Services represents the US business of UBS's Wealth Management Americas segment. The broker dealer offers an array of investment products and services to affluent clients with more than $250,000 to invest. Its offerings include banking services, stocks, bonds, mutual funds, insurance, estate planning, philanthropic advice, and access to alternative investments such as hedge funds; it even offers investment services for art lovers. UBS Financial Services company also administers employee stock option plans for corporations. UBS Financial Services has a network of some 8,000 financial advisors across the US serving more than two million customers. It has more than $600 billion of assets under management.

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