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TICC Capital Corp. was founded in 2003 and is headquartered in Greenwich, Connecticut. TICC Capital Corp. (TICC) is non-diversified, closed-end investment company. TICC is a specialty finance company principally providing capital to primarily non-public, small and medium-sized, technology-related companies. Its investment objective is to maximize its portfolio’s total return, principally by investing in the debt and/or equity securities of technology-related companies. The Company’s primary focus is on seeking current income by investing in non-public debt securities. TICC’s debt investments may include bilateral loans (loans where it holds the entirety of a particular loan) and syndicated loans (those where multiple investors hold portions of that loan). The Company may also seek to provide its stockholders with long-term capital growth through the appreciation in the value of warrants or other equity instruments that it may receive when it makes debt investments, or equity investments. It may also invest in publicly traded debt and/or equity securities.

Towry was founded in 1958. Its principal shareholders are its employees and Palomon Capital Partners. Towry is a financial services firm with more than 500 private and corporate wealth advisors in 10 locations throughout the UK. Towry, which manages some $4.5 billion ($7 billion), offers fee-based wealth advice and investment management services such as retirement planning, life insurance, tax services, property/casualty insurance, and employee benefits consultancy. Its 2009 acquisition of the UK business of Edward Jones added some 1,000 associates and boosted Towry's wealth advisory business.

Transamerica Investment Management, LLC was founded in 1967 and is based in Los Angeles, California with additional offices in Dayton, Ohio; Denver, Colorado; Fort Worth, Texas; and Los Angeles, California. Transamerica Investment Management, LLC (TIM) is a privately owned investment manager. The firm primarily provides its services to individuals, including high net worth individuals. It also manages accounts for banking or thrift institutions, investment companies, pension and profit sharing plans, charitable organizations, foundations, endowments, Taft-Hartley accounts, corporations, and state or municipal government entities. The firm manages separate client-focused equity, fixed income, and balanced portfolios. It also manages mutual funds for its clients. The firm invests in the public equity, fixed income, and alternative markets of the United States. Within the alternative markets, it seeks to invest in convertible securities. The firm invests in growth and value stocks of micro-cap companies with market capitalization between $10 million and $300 million, small-cap companies with market capitalization between $100 million and $2.5 billion, mid-cap companies with market capitalizations between $300 million and $5.0 billion and large-cap companies with market capitalization greater than $5.0 billion to make its equity investments.

Turner Investment Partners, Inc. was founded in 1990 and is based in Berwyn, Pennsylvania with an additional office in Hartford, Connecticut. Turner Investment Partners, Inc. is an employee owned investment firm. The firm primarily provides its services to investment companies, pension and profit sharing plans, and state and municipal government entities. It also caters to pension funds, foundations, public companies, other asset managers and pooled investment vehicles, financial advisors, banking and thrift institutions, individuals, charitable and non-charitable organizations, educational and non-profit enterprises, public-employee retirement systems, and Taft-Hartley plans. The firm manages separate client focused equity portfolios. It also manages a family of mutual funds for its clients.

U.S. Global Investors was founded in 1968 and is based in San Antonio, Texas.U.S. Global Investors, Inc. is a publicly owned investment manager. The firm primarily provides its services to investment companies. It also manages accounts for other pooled investment vehicles, individuals, and corporations. The firm manages family of equity and fixed income mutual funds for its clients. It invests in the public equity, fixed income, gold, and natural resources markets across the globe. The firm invests in growth and core stocks to make its equity investments. For its fixed income securities, the firm invests in short and intermediate municipal debt, and U.S. government money market.

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