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MML Investors Services, Inc.®, founded in 1981, is a broker-dealer and registered investment advisor that helps clients achieve their financial goals by offering a wide array of quality investment products and services including mutual funds, variable annuities and variable life insurance, brokerage accounts, portfolio management services, unit investment trusts, and direct participation programs.MML Investors Services, Inc. (MMLISI), in its capacity as a registered broker dealer with the Financial Industry Regulatory Authority (FINRA) and member SIPC , offers a wide range of securities products and services. In addition, MMLISI is registered with the Securities and Exchange Commission (SEC) and offers investment advisory services in its capacity as a registered investment advisor.

Morgan Keegan is keen on more gain for its clients. A subsidiary of Regions Financial, Morgan Keegan & Co., Inc. offers a range of financial advisory, brokerage, and investment banking services. Morgan Keegan & Co., Inc. Private Client Group serves individual investors in the South, Midwest, and Texas. Morgan Keegan & Co., Inc. Investment Banking segment performs equity and fixed-income sales, trading, and research for institutional clients across the US, as well as overseas. Morgan Keegan & Co., Inc. also manages mutual funds and offers access to IPOs, secondary offerings, and private placements. Morgan Keegan has more than 300 offices in nearly 20 states and some $125 billion of client and trust assets under management.

Morgan Stanley & Co. (MS&Co.) has their investment banking needs covered. A subsidiary of Morgan Stanley and part of its Global Wealth Management Group, MS&Co. also provides its individual, business, institutional, and government customers with brokerage and investment advice through products such as annuity, insurance, and credit vehicles. After Morgan Stanley merged Morgan Stanley DW into MS&Co. in early 2007, the unit became Morgan Stanley's primary US broker-dealer. The following year MS&Co. merged with government broker Morgan Stanley Market Products.

National Bank Financial provides brokerage services to consumer, corporate, government, and institutional clients in Canada. National Bank Financial Inc. offers sales and trading of fixed-income products, equities, and derivatives, and performs third-party clearing services for other financial institutions. National Bank Financial Inc. provides investment banking and corporate finance services as well. National Bank Financial Inc. retail advisory business serves individual investors through some 90 offices throughout Canada (with a concentration in Quebec), managing more than $50 billion on behalf of approximately 275,000 clients. National Bank Financial Inc. also has operations in the US and Europe. National Bank Financial is a subsidiary of National Bank of Canada.

Newedge Group provides brokerage, execution, and clearing services on more than 85 securities and derivatives exchanges worldwide. Newedge Group SA specializes in financial futures and options, equity derivatives, fixed income securities, foreign exchange, agricultural and soft commodities, and metals. Newedge Group SA also performs prime brokerage and research services. Clients include financial institutions, asset managers, hedge funds, professional traders, and corporations. Newedge has offices in more than 25 major cities around the globe.

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