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Resource America was founded in 1966 and is based in Philadelphia, Pennsylvania. Resource America, Inc. (Resource America) is a specialized asset management company that uses industry specific expertise to evaluate, originate, service and manage investment opportunities in the commercial finance, real estate and financial fund management sectors. As a specialized asset manager, the Company’s focuses to develop investment funds for outside investors, for which it provides asset management services, under long-term management arrangements either through a contract with, or as the manager or general partner of, the Company’s sponsored investment funds. As of September 30, 2009, the Company’s assets under management were $13.7 billion. The Company has developed and managed public and private investment entities, a real estate investment trust (REIT) and collateralized debt obligation (CDO) issuers.

Rice Hall James & Associates, LLC was founded in 1974 and is based in San Diego, California. Rice Hall James & Associates, LLC is a privately owned investment manager. The firm primarily provides its services to high net worth individuals. It also caters to individuals, investment companies, pension and profit sharing plans, pooled investment vehicles, charitable organizations, corporations, Taft-Hartley plans, foundations, endowments, financial institutions, sub-advisory clients, and state or municipal government entities. The firm manages separate client-focused equity portfolios. It also manages mutual funds for its clients. The firm invests in the public equity markets of the United States. It invests in growth oriented value stocks of micro cap companies with market capitalizations between $50 million to $375 million, small cap companies with market capitalizations between $250 million to $1.7 billion, and mid cap companies with market capitalizations between $1.0 billion to $12.2 billion.

RidgeWorth Capital Management, Inc was founded in 1984 and is based in Atlanta, Georgia with additional offices in Nashville, Tennessee; Orlando, Florida; Richmond, Virginia; Washington, District of Columbia; and Chattanooga, Tennessee. RidgeWorth Capital Management, Inc. is a privately owned investment manager. The firm primarily provides its services to pension and profit sharing plans, charitable organizations, corporations, state or municipal government entities, high net worth individuals, banking or thrift institutions, investment companies, endowments and foundations, and other pooled investment vehicles. It manages separate client focused equity, fixed income, and balanced portfolios. The firm also manages mutual funds for its clients. It invests in the public equity and fixed income markets across the globe, typically in the United States. The firm also invests in ADRs. It invests in stocks of large-cap, mid-cap, and small-cap companies. The firm also invests in municipal and corporate bonds for its fixed income investments.

RiskMetrics Group, Inc. provides risk management and corporate governance products and services to participants in the global financial markets. It operates in two segments, RiskMetrics and Institutional Shareholder Services (ISS). The RiskMetrics segment provides multi-asset, position-based risk, and wealth management products and services. Its RiskManager mark-to-market risk system integrates consistently-modeled market data with analytical models and processing capabilities to address its clients’ risk reporting requirements. This segment’s clients license RiskManager as a secure, interactive Web-based application service or as an outsourced risk reporting service. It provides clients with solutions based on credit-event risk through its CreditManager application, as well as solutions for financial advisors at private banks through its WealthBench application. The ISS segment provides corporate governance and specialized financial research and analysis services to institutional investors and corporations. It offers an outsourced proxy research, voting, and vote reporting service to assist clients with their proxy voting responsibilities.

Rothschild North America was founded in 1986 and is headquartered in New York. It has over 40 offices in 30 countries. Rothschild North America Inc. is the U.S. arm of the Rothschild financial services group. Rothschild North America Inc. provides corporate and resource banking, treasury, fund management, private banking, and trust services to governments, corporations, and individuals. The company also provides investment banking services, which includes corporate advisory, public and private, mergers and acquisitions, divestments, privatizations, bid defenses, capital raisings, strategic alliances, project finance, and underwriting of international equity offerings.

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