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Rodman & Renshaw Capital Group, Inc., through its principal subsidiary, Rodman & Renshaw, LLC, provides investment banking services to public and private companies operating in the life science/healthcare, energy, metals/mining, financial services, and cleantech sectors in the United States and China. Rodman & Renshaw Capital Group, Inc. offers corporate finance in a range of financing alternatives, including private placements, private investments in public equity, registered direct offerings, and underwritten public offerings. Rodman & Renshaw Capital Group, Inc. also provides strategic advisory services on a range of transactions comprising mergers, acquisitions, and asset sales, as well as provides sales and trading, and equity research services. In addition, Rodman & Renshaw Capital Group, Inc. designs investment conferences that bring together companies, institutional investors, business development executives, and experts. Further, the company makes principal investments in early-stage biotechnology and life sciences companies. Rodman & Renshaw Capital Group, Inc. was founded in 2002 and is headquartered in New York, New York.

SagePoint Financial was formed as AIG Financial Advisors in 2005 from the combination of three of the broker-dealer subsidiaries of insurance giant American International Group (AIG): Sentra Securities, Spelman & Co., and SunAmerica Securities. Part of AIG Retirement Services, SagePoint sells products and services including retirement and estate planning, securities trading, and insurance. SagePoint Financial, Inc. oversees around $27 billion in account assets. SagePoint Financial, Inc. serves both short- and long-term investors through a nationwide network of some 2,300 independent financial advisors, who receive technology, business development, and training support from SagePoint.

Scott & Stringfellow is the investment banking and brokerage subsidiary of regional bank BB&T, serving individual, corporate, and municipal clients. To consumers, Scott & Stringfellow, LLC offers brokerage services and investment products such as stocks, bonds, mutual funds, IRAs, annuities, and insurance. For high-net-worth clients with at least $100,000 to invest, it provides asset management, trust services, estate planning, and financial advice. BB&T Capital Markets is the company's investment banking and corporate and public finance division. Services include equity research, market making, and underwriting and trading securities. Scott & Stringfellow, LLC Bergen Capital division underwrites and distributes bonds.

Securities America provides a little financial security for the land of the free and the home of the brave. Operating through various subsidiaries, Securities America Financial Corporation distributes mutual funds and provides retirement planning and wealth management services through a network of nearly 2,000 independent financial advisors, as well as through financial institutions such as banks. Other products offered include stocks, bonds, options, and certificates of deposit. Securities America Financial Corporation also offers insurance and annuities from an array of providers. A subsidiary of Ameriprise Financial, Securities America has some $13 billion in assets under management; both firms were spun off from American Express in 2005.

Securities broker Siam City Securities (SCS) opens its doors to both the domestic and foreign investor. A subsidiary of Thailand's Siam City Bank, SCS provides securities brokerage and trading for the Stock Exchange of Thailand as well as underwriting and investment advisory services. Siam City Securities Co., Ltd. brokerage activities include cash and credit balance accounts and Internet trading operations. Siam City Securities Co., Ltd. steers its trading efforts toward investments in government and state enterprise securities, private company debt, and other equities. Meanwhile, SCS offers investment advice about securities value and trading, while it underwrites common shares, debentures, and warrants (among others) for its clients.

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